DFX Intelligence
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Reading the graph
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Advisor at L•• F•••••••• L••
ALEXANDRIA, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Jul 22, 2021 | n/a | yes | ALEXANDRIA, VA | Current employment |
| M••••• S•••••• | Wirehouse | Feb 20, 2019 | Mar 24, 2021 | no | Mclean, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••• S•••••• | L•• F•••••••• L•• | Mar 24, 2021 | Jul 22, 2021 | 120 | Firm change | Wirehouse to ibd |
| C••• F•••••••• S•••••••• L••• | M••••• S•••••• | Jan 30, 2019 | Feb 20, 2019 |
| Former SEC adviser |
| Sep 5, 2017 |
| Jan 30, 2019 |
| no |
| Washington, DC|Washington, DC|Washington, DC|Arlington, VA|SAN DIEGO, CA |
| Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Dec 22, 2016 | Sep 5, 2017 | no | ARLINGTON, VA|ANNANDALE, VA|ARLINGTON, VA|ARLINGTON, VA | Previous registration |
| T••••• A••••••• S•••••••• I••• | Bd affiliated wealth | Sep 27, 2016 | Dec 5, 2016 | no | ALEXANDRIA, VA|ALEXANDRIA, VA|VIENNA, VA|ARLINGTON, VA|FALLS CHURCH, VA | Previous registration |
| S••••••• I••••••••• S•••••••• I••• | Former SEC adviser | Jul 8, 2014 | Dec 5, 2016 | no | VIENNA, VA|OAKTON, VA|ALEXANDRIA, VA|ALEXANDRIA, VA|FALLS CHURCH, VA|FORT BELVOIR, VA | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Nov 22, 2013 | Jul 8, 2014 | no | SPRINGFIELD, VA|MCLEAN, VA|COLUMBIA, MD | Previous registration |
| C•••••• O•• F•••••••• A••••••• L•• | n/a | Apr 26, 2010 | Nov 29, 2013 | no | MELVILLE, NY | Previous registration |
| C•••• C•••• F•••••••• S••••••• | n/a | Nov 5, 2008 | May 7, 2010 | no | BETHESDA, MD|BETHESDA, MD|BETHESDA, MD | Previous registration |
| Firm change |
| Ibd to wirehouse |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | C••• F•••••••• S•••••••• L••• | Sep 5, 2017 | Sep 5, 2017 | 0 | Firm change | Other |
| T••••• A••••••• S•••••••• I••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Dec 5, 2016 | Dec 22, 2016 | 17 | Firm change | Other |
| S••••••• I••••••••• S•••••••• I••• | T••••• A••••••• S•••••••• I••• | Dec 5, 2016 | Sep 27, 2016 | -69 | Bulk transfer | Other |
| W•••• F•••• A••••••• | S••••••• I••••••••• S•••••••• I••• | Jul 8, 2014 | Jul 8, 2014 | 0 | Firm change | Other |
| C•••••• O•• F•••••••• A••••••• L•• | W•••• F•••• A••••••• | Nov 29, 2013 | Nov 22, 2013 | -7 | Firm change | Other |
| C•••• C•••• F•••••••• S••••••• | C•••••• O•• F•••••••• A••••••• L•• | May 7, 2010 | Apr 26, 2010 | -11 | Bulk transfer | Other |