J••• F•••••• F•••••••

L•• F•••••••• L••BD affiliatedAlexandria, Vadual registrantIAPD 5314945

Feed of 09/14/2026

Also filed as J••• F••••••••• F• F•••••••

At current firm

5 y

since Jul 22, 2021

In the industry

19 y

since Jul 19, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Jul 22, 2021 · Alexandria, Va
M••••• S•••••• wirehouse
Feb 20, 2019 to Mar 24, 2021 · Mclean, Va
C••• F•••••••• S•••••••• L••• former
Sep 5, 2017 to Jan 30, 2019 · Washington, Dc
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 22, 2016 to Sep 5, 2017 · Arlington, Va
T••••• A••••••• S•••••••• I••• BD affiliated
Sep 27, 2016 to Dec 5, 2016 · Alexandria, Va
S••••••• I••••••••• S•••••••• I••• former
Jul 8, 2014 to Dec 5, 2016 · Vienna, Va
W•••• F•••• A••••••• wirehouse
Nov 22, 2013 to Jul 8, 2014 · Springfield, Va
C•••••• O•• F•••••••• A••••••• L•• unclassified
Apr 26, 2010 to Nov 29, 2013 · Melville, Ny
C•••• C•••• F•••••••• S••••••• unclassified
Nov 5, 2008 to May 7, 2010 · Bethesda, Md

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to L•• F•••••••• L••
left Mar 24, 2021, registered Jul 22, 2021 (120 days) · Wirehouse to affiliated broker-dealer or bank
C••• F•••••••• S•••••••• L••• to M••••• S••••••
left Jan 30, 2019, registered Feb 20, 2019 (21 days) · Affiliated broker-dealer or bank to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••• F•••••••• S•••••••• L•••
left Sep 5, 2017, registered Sep 5, 2017 (0 days) · Other
T••••• A••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Dec 5, 2016, registered Dec 22, 2016 (17 days) · Other
S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••
left Dec 5, 2016, registered Sep 27, 2016 (-69 days) · corporate re-registration, not a move
W•••• F•••• A••••••• to S••••••• I••••••••• S•••••••• I•••
left Jul 8, 2014, registered Jul 8, 2014 (0 days) · Other
C•••••• O•• F•••••••• A••••••• L•• to W•••• F•••• A•••••••
left Nov 29, 2013, registered Nov 22, 2013 (-7 days) · Other
C•••• C•••• F•••••••• S••••••• to C•••••• O•• F•••••••• A••••••• L••
left May 7, 2010, registered Apr 26, 2010 (-11 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address