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Advisor at COMMONWEALTH FINANCIAL NETWORK
Austin, TX | St Simons Island, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Jun 1, 2020 | n/a | yes | Austin, TX|St Simons Island, GA | Current employment |
| JJCC FINANCIAL, INC. | Former SEC adviser | Feb 21, 2017 | Mar 28, 2018 | no | AUSTIN, TX | Previous registration |
| EFFICIENT ADVISORS | Former SEC adviser | Jan 17, 2017 | Mar 2, 2017 | no | Austin, TX | Previous registration |
| DISCIPLINED WEALTH STRATEGIES, INC. | Former SEC adviser | Feb 6, 2013 | Dec 31, 2015 | no | AUSTIN, TX | Previous registration |
| DIMENSIONAL FUND ADVISORS LP | Asset manager | Feb 17, 2010 | Feb 26, 2013 | no | AUSTIN, TX | Previous registration |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Sep 10, 2003 | Dec 31, 2009 | no | WALTHAM, MA|WALTHAM, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| JJCC FINANCIAL, INC. | COMMONWEALTH FINANCIAL NETWORK | Mar 28, 2018 | Jun 1, 2020 | 796 | Firm change after gap | Other |
| EFFICIENT ADVISORS | JJCC FINANCIAL, INC. | Mar 2, 2017 | Feb 21, 2017 | -9 | Firm change | Other |
| DISCIPLINED WEALTH STRATEGIES, INC. | EFFICIENT ADVISORS | Dec 31, 2015 | Jan 17, 2017 | 383 | Firm change | Other |
| DIMENSIONAL FUND ADVISORS LP | DISCIPLINED WEALTH STRATEGIES, INC. | Feb 26, 2013 | Feb 6, 2013 | -20 | Firm change | Other |
| COMMONWEALTH FINANCIAL NETWORK | DIMENSIONAL FUND ADVISORS LP | Dec 31, 2009 | Feb 17, 2010 | 48 | Firm change | Other |