DFX Intelligence

J•••• W•••••• B••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

J•••• W•••••• B••••••••

Advisor at S••••••••• R••••••• M••••••••• L•••

JOHNSTON, IA

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Search this name across graphsid dfx:ria:9c3aa6dd-f8a4-b2b9-b98f-f36228dd7c44

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 24, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• R••••••• M••••••••• L•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: May 1, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• R••••••• M••••••••• L•••	State registered	Nov 19, 2012	n/a	yes	JOHNSTON, IA	Current employment
I••••••••• A••••••• C•••	Former SEC adviser	Mar 9, 2011	Dec 5, 2012	no	URBANDALE, IA\|WEST DES MOINES, IA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• A••••••• C•••	S••••••••• R••••••• M••••••••• L•••	Dec 5, 2012	Nov 19, 2012	-16	Firm change	Other
B••••••• I••••••••• S•••••••• I••• •••••	I••••••••• A••••••• C•••	Mar 1, 2011	Mar 9, 2011

Relationships

Registered with (5)

→ S••••••••• R••••••• M••••••••• L•••Registered adviserregistration: current employment
Nov 19, 2012 to presentfactForm ADV
→ I••••••••• A••••••• C•••Registered adviserregistration: previous registration
Mar 9, 2011 to Dec 5, 2012factForm ADV
→ B••••••• I••••••••• S•••••••• I••• •••••Registered adviserregistration: previous registration
Dec 15, 2009 to Mar 1, 2011factForm ADV
→ W•••• F•••• I••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9c3aa6dd-f8a4-b2b9-b98f-f36228dd7c44
First observed: Jan 24, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.