RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• W•••••• B••••••••
- S••••••••• R••••••• M••••••••• L••• state registered currentsince Nov 19, 2012 · Johnston, Ia
- I••••••••• A••••••• C••• formerMar 9, 2011 to Dec 5, 2012 · Urbandale, Ia
- B••••••• I••••••••• S•••••••• I••• ••••• formerDec 15, 2009 to Mar 1, 2011 · Boone, Ia
- W•••• F•••• I••••••••• L•• unclassifiedSep 3, 2008 to May 20, 2009 · West Des Moines, Ia
- M••••• S•••••• • C•• L•• unclassifiedJan 24, 2008 to Aug 20, 2008 · West Des Moines, Ia
- I••••••••• A••••••• C••• to S••••••••• R••••••• M••••••••• L•••left Dec 5, 2012, registered Nov 19, 2012 (-16 days) · Other
- B••••••• I••••••••• S•••••••• I••• ••••• to I••••••••• A••••••• C•••left Mar 1, 2011, registered Mar 9, 2011 (8 days) · Other
- W•••• F•••• I••••••••• L•• to B••••••• I••••••••• S•••••••• I••• •••••left May 20, 2009, registered Dec 15, 2009 (209 days) · Other
- M••••• S•••••• • C•• L•• to W•••• F•••• I••••••••• L••left Aug 20, 2008, registered Sep 3, 2008 (14 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address