DFX Intelligence

T•••••• J••• D•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst20 years in industry

T•••••• J••• D•••••••

Advisor at S••••••••• A•••• M••••••••• I•••

CHADDS FORD, PA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jun 11, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• A•••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 15, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• A•••• M••••••••• I•••	Independent wealth	Aug 23, 2024	n/a	yes	CHADDS FORD, PA	Current employment
C••••••• P•••••••	Independent wealth	Oct 2, 2023	Dec 1, 2023	no	OVERLAND PARK, KS\|Wilmington, DE

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• P•••••••	S••••••••• A•••• M••••••••• I•••	Dec 1, 2023	Aug 23, 2024	266	Firm change	RIA to RIA
D•••••• • T•••••• L•••••	C••••••• P•••••••	Oct 6, 2023	Oct 2, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
127816:105348:DE:2023-10-06	Oct 6, 2023	Oct 2, 2023	WILMINGTON, DE	Firm change

Relationships

Registered with (3)

→ S••••••••• A•••• M••••••••• I•••Registered adviserregistration: current employment
Aug 23, 2024 to presentfactForm ADV
→ C••••••• P•••••••Registered adviserregistration: previous registration
Oct 2, 2023 to Dec 1, 2023factForm ADV
→ D•••••• • T•••••• L•••••Registered adviserregistration: previous registration
Jun 11, 2020 to Oct 6, 2023factForm ADV

Dated events

Order

Occurred
1 Dec 2023
Advisor changed firm
••• Locked
Form ADV
Occurred
6 Oct 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 11, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.