DFX Intelligence

T••••• P•••• A••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

T••••• P•••• A••••••••

Advisor at C••• W••••• A•••••••

LONG BEACH, CA | Seattle, WA

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Search this name across graphsid dfx:ria:9c46f91c-747b-017f-2b11-4bc803ffe4e1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 26, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 25, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• W••••• A•••••••	Independent wealth	Jan 1, 2026	n/a	yes	LONG BEACH, CA\|Seattle, WA	Current employment
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Mar 14, 2016	Aug 2, 2024	no	EDMONDS, WA\|EDMONDS, WA\|TORRANCE, CA\|Villa Park, IL\|Long Beach, CA\|Long Beach, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	C••• W••••• A•••••••	Aug 2, 2024	Jan 1, 2026	517	Firm change after gap	Ibd to RIA
A••••••••• F•••••••• S•••••••• L••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Mar 1, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
149018:330731:CA:2024-08-02	Aug 2, 2024	Jan 1, 2026	LONG BEACH, CA	Firm change after gap
6363:149018:CA:2016-03-01	Mar 1, 2016	Mar 14, 2016	LONG BEACH, CA	Firm change

Relationships

Registered with (3)

→ C••• W••••• A•••••••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Mar 14, 2016 to Aug 2, 2024factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jun 26, 2008 to Mar 1, 2016factForm ADV

Dated events

Occurred
Aug 2, 2024
Advisor changed firm
T••••• P•••• A•••••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for C••• W••••• A••••••• (registered 2026-01-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9c46f91c-747b-017f-2b11-4bc803ffe4e1
First observed: Jun 26, 2008
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.