RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• P•••• A••••••••
- C••• W••••• A••••••• independent RIA currentsince Jan 1, 2026 · Long Beach, Ca
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedMar 14, 2016 to Aug 2, 2024 · Edmonds, Wa
- A••••••••• F•••••••• S•••••••• L•• national BDJun 26, 2008 to Mar 1, 2016 · Long Beach, Ca
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to C••• W••••• A•••••••left Aug 2, 2024, registered Jan 1, 2026 (517 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- A••••••••• F•••••••• S•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Mar 1, 2016, registered Mar 14, 2016 (13 days) · Other · moved with a team
- T••••• P•••• A•••••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for C••• W••••• A••••••• (registered 2026-01-01)Aug 2, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address