DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at WELLS FARGO ADVISORS
ALEXANDRIA, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Nov 21, 2025 | n/a | yes | ALEXANDRIA, VA | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jun 24, 2022 | Oct 9, 2025 | no | WASHINGTON, DC|Washington, DC | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 28, 2015 | Jun 28, 2022 | no | WASHINGTON, DC | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Sep 11, 2014 | Jan 7, 2015 | no | WASHINGTON, DC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | Oct 9, 2025 | Nov 21, 2025 | 43 | Firm change | Wirehouse to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | UBS FINANCIAL SERVICES INC. | Jun 28, 2022 | Jun 24, 2022 | -4 | Firm change | Wirehouse to wirehouse |
| UBS FINANCIAL SERVICES INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jan 7, 2015 | Jan 28, 2015 | 21 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:8174:DC:2022-06-27 | Jun 28, 2022 | Jun 24, 2022 | WASHINGTON, DC | Firm change |