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Advisor at ALLIANCEBERNSTEIN L.P.
MIAMI, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALLIANCEBERNSTEIN L.P. | Other adviser | Jul 24, 2024 | n/a | yes | MIAMI, FL | Current employment |
| VALLEY FINANCIAL MANAGEMENT, INC. | Bd affiliated wealth | Jul 29, 2019 | Oct 19, 2022 | no | AVENTURA, FL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 27, 2012 | Jul 3, 2019 | no | RADNOR, PA|CONSHOHOCKEN, PA|WAYNE, PA|RADNOR, PA|MINNEAPOLIS, MN|WAYNE, PA|PHILADELPHIA, PA|MINNEAPOLIS, MN|CORAL GABLES, FL|TARPON SPRINGS, FL | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Jan 10, 2012 | no | Mount Laurel, NJ | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Aug 31, 2004 | Jun 1, 2009 | no | MT. LAUREL, NJ|MOUNT LAUREL, NJ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 21, 2004 | Sep 14, 2004 | no | ELKINS PARK, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VALLEY FINANCIAL MANAGEMENT, INC. | ALLIANCEBERNSTEIN L.P. | Oct 19, 2022 | Jul 24, 2024 | 644 | Firm change after gap | Other |
| WELLS FARGO ADVISORS | VALLEY FINANCIAL MANAGEMENT, INC. | Jul 3, 2019 | Jul 29, 2019 | 26 | Firm change | Wirehouse to ibd |
| MORGAN STANLEY | WELLS FARGO ADVISORS | Jan 10, 2012 | Jan 27, 2012 | 17 | Firm change | Wirehouse to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CITIGROUP GLOBAL MARKETS INC. | Sep 14, 2004 | Aug 31, 2004 | -14 | Firm change | Other |