DFX Intelligence

D•••• P•••••• V••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

D•••• P•••••• V••••••••

Advisor at P••••••• A••••••• L••

BETHESDA, MD | Ho Ho Kus, NJ

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Search this name across graphsid dfx:ria:9c931198-5a9f-db6e-3f6d-69cda1ed3d4c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 3, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• A••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Nov 8, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• A••••••• L••	Asset manager	Jan 10, 2024	n/a	yes	Ho Ho Kus, NJ\|BETHESDA, MD	Current employment
P••••••• A••••••• L••	Asset manager	Jun 4, 2015	Dec 31, 2023	no	BETHESDA, MD	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	P••••••• A••••••• L••	Nov 19, 2014	Jun 4, 2015	197	Firm change	Other
U•• F•••••••• S••••••• I•••	J••• M••••• S••••••••• L••	Apr 23, 2013	May 7, 2013

Relationships

Registered with (3)

→ P••••••• A••••••• L••Registered adviserregistration: previous registration
Jun 4, 2015 to Dec 31, 2023factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
May 7, 2013 to Nov 19, 2014factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Jun 3, 2002 to Apr 23, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9c931198-5a9f-db6e-3f6d-69cda1ed3d4c
First observed: Jun 3, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.