RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• P•••••• V••••••••
- P••••••• A••••••• L•• asset manager currentsince Jan 10, 2024 · Ho Ho Kus, Nj
- P••••••• A••••••• L•• asset managerJun 4, 2015 to Dec 31, 2023 · Bethesda, Md
- J••• M••••• S••••••••• L•• wirehouseMay 7, 2013 to Nov 19, 2014 · New York, Ny
- U•• F•••••••• S••••••• I••• wirehouseJun 3, 2002 to Apr 23, 2013 · Weehawken, Nj
- J••• M••••• S••••••••• L•• to P••••••• A••••••• L••left Nov 19, 2014, registered Jun 4, 2015 (197 days) · Other
- U•• F•••••••• S••••••• I••• to J••• M••••• S••••••••• L••left Apr 23, 2013, registered May 7, 2013 (14 days) · Wirehouse to wirehouse
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address