DFX Intelligence

A•••••• J••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

A•••••• J••• M••••••

Advisor at L•• F•••••••• L••

WILLOUGHBY HILLS, OH | PARMA, OH

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Search this name across graphsid dfx:ria:9c933c3e-cdde-d1b5-9f62-f63704cde6dd

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Sep 24, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 24, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Feb 14, 2018	n/a	yes	PARMA, OH\|WILLOUGHBY HILLS, OH	Current employment
I••••• F••••••••	Independent wealth	Jul 1, 2026	Jul 27, 2026	no	Willoughby Hills, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••• F••••••••	n/a	Jul 27, 2026	n/a	n/a	Departure no registered destination	Departure
T••••••• F•••••••• L•••	I••••• F••••••••	Jun 16, 2026	Jul 1, 2026	15

Team moves

••• Locked

Team	Left	Joined	From	Kind
122953:281554:OH:2026-06-16	Jun 16, 2026	Jul 1, 2026	WILLOUGHBY HILLS, OH	Firm change
122953:6413:OH:2022-12-31	Dec 31, 2022	Feb 14, 2018	WILLOUGHBY HILLS, OH	Firm change after gap
2225:122953:WI:2018-02-14	Feb 14, 2018	Nov 30, 2017	APPLETON, WI	Firm change after gap

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Feb 14, 2018 to presentfactForm ADV
→ I••••• F••••••••Registered adviserregistration: previous registration
Jul 1, 2026 to Jul 27, 2026factForm ADV
→ T••••••• F•••••••• L•••Registered adviserregistration: previous registration
Jan 24, 2023 to Jun 16, 2026factForm ADV
→ S•• I••••••••• I•••

Dated events

Occurred
Jul 27, 2026
Advisor departed, no destination yet
A•••••• J••• M•••••• no longer registered at I••••• F••••••••; no later IA registration on IAPD
Form ADVobserved 7 days ago
Occurred
Jun 16, 2026
Advisor changed firm
A•••••• J••• M•••••• left T••••••• F•••••••• L••• for I••••• F•••••••• (registered 2026-07-01)
Form ADVobserved 7 days ago
Occurred
Dec 31, 2022
Advisor changed firm
A•••••• J••• M•••••• left T••••••• F•••••••• L••• for L•• F•••••••• L•• (registered 2018-02-14)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9c933c3e-cdde-d1b5-9f62-f63704cde6dd
First observed: Sep 24, 2001
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.