DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•••••• J••• M••••••

L•• F•••••••• L••BD affiliatedWilloughby Hills, Oh dual registrantIAPD 2245656

Feed of 09/15/2026

At current firm

8 y

since Feb 14, 2018

In the industry

24 y

since Sep 24, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Feb 14, 2018 · Parma, Oh
I••••• F•••••••• independent RIA
Jul 1, 2026 to Jul 27, 2026 · Willoughby Hills, Oh
T••••••• F•••••••• L••• state registered
Jan 24, 2023 to Jun 16, 2026 · Willoughby Hills, Oh
T••••••• F•••••••• L••• state registered
Nov 30, 2017 to Dec 31, 2022 · Willoughby Hills, Oh
S•• I••••••••• I••• former
Aug 10, 2007 to Feb 14, 2018 · Willoughby Hills, Oh
T••••••• F•••••••• L••• state registered
Oct 31, 2002 to Oct 19, 2007 · Parma, Oh
F•• S••••••••• C••••••••• former
Sep 24, 2001 to Aug 9, 2007 · Parma, Oh

Moves

a registration end followed by a registration begin elsewhere

I••••• F•••••••• to no registered destination
left Jul 27, 2026 · Departure, no registered destination
T••••••• F•••••••• L••• to I••••• F••••••••
left Jun 16, 2026, registered Jul 1, 2026 (15 days) · Other · moved with a team
T••••••• F•••••••• L••• to L•• F•••••••• L••
left Dec 31, 2022, registered Feb 14, 2018 (-1781 days) · Other · moved with a team
S•• I••••••••• I••• to T••••••• F•••••••• L•••
left Feb 14, 2018, registered Nov 30, 2017 (-76 days) · Affiliated broker-dealer or bank to a state-registered adviser · moved with a team
T••••••• F•••••••• L••• to S•• I••••••••• I•••
left Oct 19, 2007, registered Aug 10, 2007 (-70 days) · Other
F•• S••••••••• C••••••••• to T••••••• F•••••••• L•••
left Aug 9, 2007, registered Oct 31, 2002 (-1743 days) · Other

Signals

A•••••• J••• M•••••• no longer registered at I••••• F••••••••; no later IA registration on IAPD
Jul 27, 2026 · Advisor departure · fact
A•••••• J••• M•••••• left T••••••• F•••••••• L••• for I••••• F•••••••• (registered 2026-07-01)
Jun 16, 2026 · Advisor changed firm · fact
A•••••• J••• M•••••• left T••••••• F•••••••• L••• for L•• F•••••••• L•• (registered 2018-02-14)
Dec 31, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address