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RIA / WealthAdvisor38 years in industry

ARTHUR TODD DOGLIONE

Advisor at ALPHA FIDUCIARY

PHOENIX, AZ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 2
Observed: Feb 6, 2001 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Arthur Todd Doglione

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Venture Capitalidentity

Arthur Todd Doglione

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALPHA FIDUCIARY
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 30, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Aug 30, 1988
First registration: Feb 6, 2001
Dual registered: no
IAPD individual key: 1794772

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALPHA FIDUCIARY	Independent wealth	Aug 22, 2007	n/a	yes	PHOENIX, AZ	Current employment
OPTIMAL CAPITAL ADVISORS, LLC	Independent wealth	Oct 29, 2010	Sep 10, 2012	no	TRAVERSE CITY, MI	Previous registration
WISLAR WEALTH MANAGEMENT, LLC	Former SEC adviser	Jan 6, 2009	Jun 27, 2012	no	HOPEWELL, NJ	Previous registration
USF ADVISORS, LLC	n/a	Jan 11, 2008	Jan 31, 2008	no	HOUSTON, TX	Previous registration
USF ADVISORS, LLC	n/a	Nov 3, 2006	Dec 31, 2007	no	HOUSTON, TX	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 6, 2001	Nov 8, 2006	no	SCOTTSDALE, AZ\|SCOTTSDALE, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OPTIMAL CAPITAL ADVISORS, LLC	n/a	Sep 10, 2012	n/a	n/a	Departure no registered destination	Departure
WISLAR WEALTH MANAGEMENT, LLC	OPTIMAL CAPITAL ADVISORS, LLC	Jun 27, 2012	Oct 29, 2010	-607	Firm change after gap	Other
USF ADVISORS, LLC	WISLAR WEALTH MANAGEMENT, LLC	Jan 31, 2008	Jan 6, 2009	341	Firm change	Other
USF ADVISORS, LLC	ALPHA FIDUCIARY	Dec 31, 2007	Aug 22, 2007	-131	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	USF ADVISORS, LLC	Nov 8, 2006	Nov 3, 2006	-5	Firm change	Other

Relationships

Registered with (5)

→ ALPHA FIDUCIARYRegistered adviserregistration: current employment
Aug 22, 2007 to presentfactForm ADV
→ OPTIMAL CAPITAL ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 29, 2010 to Sep 10, 2012factForm ADV
→ WISLAR WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 6, 2009 to Jun 27, 2012factForm ADV
→ USF ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 11, 2008 to Jan 31, 2008factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Feb 6, 2001 to Nov 8, 2006factForm ADV

Dated events

No dated event names this entity yet.