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Advisor at ERNST & YOUNG INVESTMENT ADVISERS LLP
Richardson, TX | DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GARZA FINANCIAL PLANNING | State registered | Jun 15, 2022 | n/a | yes | DALLAS, TX | Current employment |
| ERNST & YOUNG INVESTMENT ADVISERS LLP | No RAUM reported | Feb 16, 2021 | n/a | yes | Richardson, TX | Current employment |
| AMICUS FINANCIAL ADVISORS, LLC | Independent wealth | May 6, 2014 | Jun 15, 2022 | no | RICHARDSON, TX | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 11, 2011 | May 12, 2014 | no | DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMICUS FINANCIAL ADVISORS, LLC | ERNST & YOUNG INVESTMENT ADVISERS LLP | Jun 15, 2022 | Feb 16, 2021 | -484 | Firm change after gap | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | AMICUS FINANCIAL ADVISORS, LLC | May 12, 2014 | May 6, 2014 | -6 | Firm change | Other |