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RIA / WealthAdvisor22 years in industry

MICHAEL BRENNAN STAFFORD

Advisor at ONE BRICK CAPITAL, LLC

COLUMBUS, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9cc09a6f-e34b-cdf8-81b3-439b36e1cf32

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 1
Observed: Aug 27, 2004 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Michael Brennan Stafford

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ONE BRICK CAPITAL, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 27, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Mar 16, 2007
First registration: Aug 27, 2004
Dual registered: no
IAPD individual key: 4793658

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ONE BRICK CAPITAL, LLC	State registered	Jan 31, 2019	n/a	yes	COLUMBUS, OH	Current employment
SWS PARTNERS, LLC	Independent wealth	Jan 3, 2017	Dec 13, 2018	no	COLUMBUS, OH	Previous registration
SWS PARTNERS, LLC	Independent wealth	Dec 18, 2015	Dec 31, 2016	no	COLUMBUS, OH	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Aug 27, 2004	Nov 10, 2015	no	COLUMBUS, OH\|COLUMBUS, OH\|COLUMBUS, OH\|COLUMBUS, OH\|COLUMBUS, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SWS PARTNERS, LLC	ONE BRICK CAPITAL, LLC	Dec 13, 2018	Jan 31, 2019	49	Firm change	RIA to state RIA
AMERIPRISE FINANCIAL SERVICES, LLC	SWS PARTNERS, LLC	Nov 10, 2015	Dec 18, 2015	38	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6363:281838:OH:2015-11-10	Nov 10, 2015	Dec 18, 2015	COLUMBUS, OH	Firm change

Relationships

Registered with (3)

→ ONE BRICK CAPITAL, LLCRegistered adviserregistration: current employment
Jan 31, 2019 to presentfactForm ADV
→ SWS PARTNERS, LLCRegistered adviserregistration: previous registration
Jan 3, 2017 to Dec 13, 2018factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Aug 27, 2004 to Nov 10, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9cc09a6f-e34b-cdf8-81b3-439b36e1cf32
First observed: Aug 27, 2004
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MICHAEL BRENNAN STAFFORD

Advisor at ONE BRICK CAPITAL, LLC

COLUMBUS, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9cc09a6f-e34b-cdf8-81b3-439b36e1cf32

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:04 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

ONE BRICK CAPITAL, LLC

State registered

Jan 31, 2019

n/a

yes

COLUMBUS, OH

Current employment

SWS PARTNERS, LLC

Independent wealth

Jan 3, 2017

Dec 13, 2018

COLUMBUS, OH

Previous registration

SWS PARTNERS, LLC

Independent wealth

Dec 18, 2015

Dec 31, 2016

COLUMBUS, OH

Previous registration

AMERIPRISE FINANCIAL SERVICES, LLC

National bd RIA

Aug 27, 2004

Nov 10, 2015

COLUMBUS, OH|COLUMBUS, OH|COLUMBUS, OH|COLUMBUS, OH|COLUMBUS, OH

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

SWS PARTNERS, LLC

ONE BRICK CAPITAL, LLC

Dec 13, 2018

Jan 31, 2019

Firm change

RIA to state RIA

AMERIPRISE FINANCIAL SERVICES, LLC

SWS PARTNERS, LLC

Nov 10, 2015

Dec 18, 2015

Firm change

Other

Team

Left

Joined

From

Kind

6363:281838:OH:2015-11-10

Nov 10, 2015

Dec 18, 2015

COLUMBUS, OH

Firm change