DFX Intelligence

B••••••• C•••••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor11 years in industry

B••••••• C•••••• H••••

Advisor at W••••••••• L••••• G••••• L••

Carmel, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9cc60a87-ab18-0439-57c7-f36f90bc1ea2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 2, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• L••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• L••••• G••••• L••	Independent wealth	Mar 20, 2022	n/a	yes	Carmel, IN	Current employment
A•••••• W••••• M••••••••• L••	Independent wealth	Jan 4, 2022	Mar 24, 2022	no	Indianapolis, IN\|CARLSBAD, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• W••••• M••••••••• L••	W••••••••• L••••• G••••• L••	Mar 24, 2022	Mar 20, 2022	-4	Firm change	RIA to new firm
W•••• F•••• A•••••••	A•••••• W••••• M••••••••• L••	Aug 23, 2021	Aug 26, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
164081:318629:CA:2022-03-24	Mar 24, 2022	Mar 20, 2022	CARLSBAD, CA	Firm change
19616:164081:IN:2021-08-23	Aug 23, 2021	Aug 26, 2021	INDIANAPOLIS, IN	Firm change

Relationships

Registered with (3)

→ W••••••••• L••••• G••••• L••Registered adviserregistration: current employment
Mar 20, 2022 to presentfactForm ADV
→ A•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 4, 2022 to Mar 24, 2022factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Oct 2, 2015 to Aug 23, 2021factForm ADV

Dated events

Occurred
Mar 24, 2022
Advisor changed firm
B••••••• C•••••• H•••• left A•••••• W••••• M••••••••• L•• for W••••••••• L••••• G••••• L•• (registered 2022-03-20)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9cc60a87-ab18-0439-57c7-f36f90bc1ea2
First observed: Oct 2, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.