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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

WILLIAMSON LEGACY GROUP, LLC

CRD 318629

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ffa1ac4b-685a-d07c-a0c3-5903fab63568

Data as of Mar 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Jan 21, 2022 to Mar 11, 2026
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $183MItem 5.F on the latest filing (2026-03-11); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $183M
Private client RAUM: $180MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $36.6Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 5
Offices: 4Schedule D 1.F, beyond the principal office
Accounts: 835
Individual clients: 291
High net worth clients: 52
SEC number: 801-123281
CRD: 318629
Filings on the tape: 11
First filed: Jan 21, 2022
Latest filed: Mar 11, 2026
Organised: Limited Liability Company, IN
Website: williamsonlegacygroup.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JEANETTE LEANN MCCORMICK	n/a	Carmel, IN	4	24	3	no
DONALD MATTHEW PHELAN	n/a	Carmel, IN	4	21	4	no
BENJAMIN CHARLES HECHT	n/a	Carmel, IN	4	11	3	no
OWEN PATRICK WILLIAMSON	n/a	Brooklyn, NY	4	12	2	no
JOSEPH RICHARD WILLIAMSON	n/a	Carmel, IN	4	42	4	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
WILLIAMSON, JOSEPH, RICHARD	MANAGING DIRECTOR AND CEO	E	yes	08/2021	Jan 21, 2022	Jul 30, 2024
WARNING, ANDREW, S	CHIEF COMPLIANCE OFFICER	Na	no	01/2022	Jan 21, 2022	Jul 30, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Fishers	In	United States	1	no
Brooklyn	NY	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 11, 2026	$183M	$183M	6	5	4	n/a	n/a
2024	Mar 12, 2025	$209M	$209M	6	5	4	n/a	n/a
2023	Mar 13, 2024	$165M	$124M	6	5	4	n/a	n/a
2022	Mar 21, 2023	$145M	$115M	6	5	4	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$183M	$209M	-12.3%	$145M	8.0%	6	6	4	4

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
AXXCESS WEALTH MANAGEMENT, LLC	4	Mar 24, 2022	Apr 19, 2022	CARLSBAD, CA	Team lift out	RIA to new firm	14.3%

Relationships

Registered with (5)

← JOSEPH RICHARD WILLIAMSONAdvisorregistration: current employment
Apr 19, 2022 to presentfactForm ADV
← OWEN PATRICK WILLIAMSONAdvisorregistration: current employment
Mar 21, 2022 to presentfactForm ADV
← JEANETTE LEANN MCCORMICKAdvisorregistration: current employment
Mar 20, 2022 to presentfactForm ADV
← DONALD MATTHEW PHELANAdvisorregistration: current employment
Mar 20, 2022 to presentfactForm ADV
← BENJAMIN CHARLES HECHTAdvisorregistration: current employment
Mar 20, 2022 to presentfactForm ADV

Controls (1)

← WILLIAMSON, JOSEPH, RICHARDOwnerMANAGING DIRECTOR AND CEO, ownership code E, individual
Jan 21, 2022 to Jul 30, 2024factForm ADV

Owns (1)

← WARNING, ANDREW, SOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 21, 2022 to Jul 30, 2024factForm ADV

Moved with (1)

← AXXCESS WEALTH MANAGEMENT, LLCRegistered adviser4 advisors, team lift out, same day
Mar 24, 2022 to Apr 19, 2022factForm ADV

Dated events

Occurred
Mar 24, 2022
Team lift-out
4 advisors left Axxcess Wealth Management, LLC (Carlsbad, CA) for Williamson Legacy Group, LLC on the same day
Form ADVobserved 5 days ago
4 advisors
Occurred
Jan 21, 2022
First Form ADV filing
Williamson Legacy Group, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ffa1ac4b-685a-d07c-a0c3-5903fab63568
First observed: Jan 21, 2022
Last observed: Mar 11, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WILLIAMSON LEGACY GROUP, LLC

CRD 318629

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ffa1ac4b-685a-d07c-a0c3-5903fab63568

Data as of Mar 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:00 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JEANETTE LEANN MCCORMICK

n/a

Carmel, IN

DONALD MATTHEW PHELAN

n/a

Carmel, IN

BENJAMIN CHARLES HECHT

n/a

Carmel, IN

OWEN PATRICK WILLIAMSON

n/a

Brooklyn, NY

JOSEPH RICHARD WILLIAMSON

n/a

Carmel, IN

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

WILLIAMSON, JOSEPH, RICHARD

MANAGING DIRECTOR AND CEO

yes

08/2021

Jan 21, 2022

Jul 30, 2024

WARNING, ANDREW, S

CHIEF COMPLIANCE OFFICER

01/2022

Jan 21, 2022

Jul 30, 2024

City

State

Country

Employees

Also broker-dealer

Fishers

United States

Brooklyn

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 11, 2026

$183M

n/a

2024

Mar 12, 2025

$209M

n/a

2023

Mar 13, 2024

$165M

$124M

n/a

2022

Mar 21, 2023

$145M

$115M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$183M

$209M

-12.3%

$145M

8.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

AXXCESS WEALTH MANAGEMENT, LLC

Mar 24, 2022

Apr 19, 2022

CARLSBAD, CA

Team lift out

RIA to new firm

14.3%