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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

MATTHEW JAMES CUNNINGHAM

Advisor at LPL FINANCIAL LLC

HINGHAM, MA

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Search this name across graphsid dfx:ria:9ccda69f-d2f5-7326-d85c-81dfda2b5ab7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 8, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 3, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Apr 3, 1997
First registration: Jul 8, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 2713065

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 25, 2024	n/a	yes	HINGHAM, MA	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Jun 14, 2024	Nov 30, 2024	no	HINGHAM, MA	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Jun 4, 2019	Jun 14, 2024	no	HINGHAM, MA	Previous registration
FLAGSHIP HARBOR ADVISORS, LLC	Independent wealth	Oct 22, 2013	Jun 3, 2019	no	HINGHAM, MA\|BOSTON, MA	Previous registration
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Aug 4, 2006	Oct 25, 2013	no	ROCKLAND, MA\|NORTH ANDOVER, MA	Previous registration
U.S. FINANCIAL ADVISORS	Former SEC adviser	Jul 8, 2005	May 31, 2006	no	BRAINTREE, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	LPL FINANCIAL LLC	Nov 30, 2024	Nov 25, 2024	-5	Firm change	Ibd to ibd
SECURITIES AMERICA ADVISORS, INC.	OSAIC WEALTH, INC.	Jun 14, 2024	Jun 14, 2024	0	Bulk transfer	Ibd to ibd
FLAGSHIP HARBOR ADVISORS, LLC	SECURITIES AMERICA ADVISORS, INC.	Jun 3, 2019	Jun 4, 2019	1	Firm change	RIA to ibd
PARK AVENUE SECURITIES LLC	FLAGSHIP HARBOR ADVISORS, LLC	Oct 25, 2013	Oct 22, 2013	-3	Firm change	Other
U.S. FINANCIAL ADVISORS	PARK AVENUE SECURITIES LLC	May 31, 2006	Aug 4, 2006	65	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
23131:6413:MA:2024-11-20	Nov 30, 2024	Nov 25, 2024	HINGHAM, MA	Firm change

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Nov 25, 2024 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Jun 14, 2024 to Nov 30, 2024factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Jun 4, 2019 to Jun 14, 2024factForm ADV
→ FLAGSHIP HARBOR ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 22, 2013 to Jun 3, 2019factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
Aug 4, 2006 to Oct 25, 2013factForm ADV
→ U.S. FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Jul 8, 2005 to May 31, 2006factForm ADV

Dated events

Occurred
Nov 30, 2024
Advisor changed firm
Matthew James Cunningham left Osaic Wealth, Inc. for Lpl Financial Llc (registered 2024-11-25)
Form ADVobserved 3 days ago