DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Matthew James Cunningham

LPL Financial LLCBD affiliatedHingham, Madual registrantIAPD 2713065

Feed of 09/14/2026

At current firm

1 y

since Nov 25, 2024

In the industry

29 y

since Apr 3, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Nov 25, 2024 · Hingham, Ma
Osaic Wealth, Inc. BD affiliated
Jun 14, 2024 to Nov 30, 2024 · Hingham, Ma
Securities America Advisors, Inc. former
Jun 4, 2019 to Jun 14, 2024 · Hingham, Ma
Flagship Harbor Advisors, LLC independent RIA
Oct 22, 2013 to Jun 3, 2019 · Hingham, Ma
Park Avenue Securities LLC BD affiliated
Aug 4, 2006 to Oct 25, 2013 · Rockland, Ma
U.S. Financial Advisors former
Jul 8, 2005 to May 31, 2006 · Braintree, Ma

Moves

a registration end followed by a registration begin elsewhere

Osaic Wealth, Inc. to LPL Financial LLC
left Nov 30, 2024, registered Nov 25, 2024 (-5 days) · Affiliated broker-dealer or bank to another · moved with a team
Securities America Advisors, Inc. to Osaic Wealth, Inc.
left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
Flagship Harbor Advisors, LLC to Securities America Advisors, Inc.
left Jun 3, 2019, registered Jun 4, 2019 (1 days) · RIA to affiliated broker-dealer or bank
Park Avenue Securities LLC to Flagship Harbor Advisors, LLC
left Oct 25, 2013, registered Oct 22, 2013 (-3 days) · Other
U.S. Financial Advisors to Park Avenue Securities LLC
left May 31, 2006, registered Aug 4, 2006 (65 days) · Other

Signals

Matthew James Cunningham left Osaic Wealth, Inc. for Lpl Financial Llc (registered 2024-11-25)
Nov 30, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address