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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

NVEST FINANCIAL, LLC

CRD 128868

PORTSMOUTH, NH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9cd9235a-dd14-b438-87b0-bbc77ed8e5ee

Data as of Aug 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 5
On other graphs: 0
Observed: Feb 2, 2022 to Aug 24, 2026
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=4.0
Regulatory AUM: $688MItem 5.F on the latest filing (2026-08-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $688M
Private client RAUM: $672MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $115Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 16
Advisory employees: 5
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 2,066
Individual clients: 607
High net worth clients: 192
Custody, client assets: $586M
SEC number: 801-123374
CIK: 1915315
CRD: 128868
Filings on the tape: 16
First filed: Feb 2, 2022
Latest filed: Aug 24, 2026
Organised: Limited Liability Company, NH

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
NICHOLE DEMETRIA RAFTOPOULOS	Certified Financial Planner	Kennebunk, ME \| Danvers, MA \| PORTSMOUTH, NH \| Portland, ME	18	30	1	yes
DAPHNE LARISSA LAFAZAN	Certified Financial Planner	PORTSMOUTH, NH \| Kennebunk, ME \| Danvers, MA	4	11	1	yes
Justin Happ	n/a	PORTSMOUTH, NH	4	27	n/a	no
Dinon Hughes	Certified Financial Planner	Kennebunk, ME \| Danvers, MA \| PORTSMOUTH, NH \| Portland, ME	4	12	n/a	yes
EILEEN MARIAN MONAHAN	n/a	Portland, ME \| Kennebunk, ME \| PORTSMOUTH, NH \| Danvers, MA	1	40	1	yes
Kian Pashapour Nikoo	n/a	PORTSMOUTH, NH \| DANVERS, MA	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
RAFTOPOULOS, GEORGE, NMN	President	C	yes	09/2020	Feb 2, 2022	Dec 16, 2024
RAFTOPOULOS, NICHOLE, DEMETRIA	CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER	D	yes	06/2003	Feb 2, 2022	Dec 16, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Danvers	Ma	United States	3	yes
Kennebunk	Me	United States	1	yes
Portland	Me	United States	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 4 of 5

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 24, 2026	$688M	$688M	16	5	3	n/a	n/a
2024	Mar 14, 2025	$523M	$523M	13	7	3	n/a	n/a
2023	Mar 14, 2024	$380M	$380M	12	7	2	n/a	n/a
2022	Mar 23, 2023	$268M	$268M	12	7	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$688M	$523M	31.5%	$268M	36.9%	16	13	3	3

Relationships

Registered with (9)

← Kian Pashapour NikooAdvisorregistration: current employment
Jul 3, 2026 to presentfactForm ADV
← EILEEN MARIAN MONAHANAdvisorregistration: current employment
Dec 2, 2024 to presentfactForm ADV
← Dinon HughesAdvisorregistration: current employment
Aug 26, 2022 to presentfactForm ADV
← Justin HappAdvisorregistration: current employment
Apr 13, 2022 to presentfactForm ADV
← DAPHNE LARISSA LAFAZANAdvisorregistration: current employment
Feb 28, 2022 to presentfactForm ADV
← NICHOLE DEMETRIA RAFTOPOULOSAdvisorregistration: current employment
Feb 6, 2008 to presentfactForm ADV
← MEAGAN MACKINNONAdvisorregistration: previous registration
Feb 28, 2022 to Oct 24, 2024factForm ADV
← JOSEPH MICHAEL ALVAREZAdvisorregistration: previous registration
Apr 23, 2013 to Mar 18, 2016factForm ADV
← Jeffrey Donald BennertAdvisorregistration: previous registration
Jun 13, 2005 to Jun 2, 2006factForm ADV

Controls (2)

← RAFTOPOULOS, GEORGE, NMNOwnerPRESIDENT, ownership code C, individual
Feb 2, 2022 to Dec 16, 2024factForm ADV
← RAFTOPOULOS, NICHOLE, DEMETRIAOwnerCHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER, ownership code D, individual
Feb 2, 2022 to Dec 16, 2024factForm ADV

Dated events

Occurred
Mar 24, 2026
Regulatory AUM changed
Nvest Financial, Llc reported RAUM $688.3M, up 32% from $523.4M (2025-08-14 to 2026-03-24)
Form ADVobserved 5 days ago
$165M
Occurred
Mar 14, 2025
Regulatory AUM changed
Nvest Financial, Llc reported RAUM $523.4M, up 38% from $379.8M (2025-01-31 to 2025-03-14)
Form ADVobserved 5 days ago
$144M
Occurred
Oct 24, 2024
Advisor changed firm
Meagan Mackinnon left Nvest Financial, Llc for Lpl Financial Llc (registered 2024-10-29)
Form ADVobserved 5 days ago
Occurred
Mar 14, 2024
Regulatory AUM changed
Nvest Financial, Llc reported RAUM $379.8M, up 42% from $268.4M (2024-01-02 to 2024-03-14)
Form ADVobserved 5 days ago
$111M
Occurred
Feb 2, 2022
First Form ADV filing
Nvest Financial Group, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9cd9235a-dd14-b438-87b0-bbc77ed8e5ee
First observed: Feb 2, 2022
Last observed: Aug 24, 2026 27 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NVEST FINANCIAL, LLC

CRD 128868

PORTSMOUTH, NH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9cd9235a-dd14-b438-87b0-bbc77ed8e5ee

Data as of Aug 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:00 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

NICHOLE DEMETRIA RAFTOPOULOS

Certified Financial Planner

Kennebunk, ME | Danvers, MA | PORTSMOUTH, NH | Portland, ME

yes

DAPHNE LARISSA LAFAZAN

Certified Financial Planner

PORTSMOUTH, NH | Kennebunk, ME | Danvers, MA

yes

Justin Happ

n/a

PORTSMOUTH, NH

n/a

Dinon Hughes

Certified Financial Planner

Kennebunk, ME | Danvers, MA | PORTSMOUTH, NH | Portland, ME

n/a

yes

EILEEN MARIAN MONAHAN

n/a

Portland, ME | Kennebunk, ME | PORTSMOUTH, NH | Danvers, MA

yes

Kian Pashapour Nikoo

n/a

PORTSMOUTH, NH | DANVERS, MA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

RAFTOPOULOS, GEORGE, NMN

President

yes

09/2020

Feb 2, 2022

Dec 16, 2024

RAFTOPOULOS, NICHOLE, DEMETRIA

CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER

yes

06/2003

Feb 2, 2022

Dec 16, 2024

City

State

Country

Employees

Also broker-dealer

Danvers

United States

yes

Kennebunk

United States

yes

Portland

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 24, 2026

$688M

n/a

2024

Mar 14, 2025

$523M

n/a

2023

Mar 14, 2024

$380M

n/a

2022

Mar 23, 2023

$268M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$688M

$523M

31.5%

$268M

36.9%