DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Nvest Financial, LLC
Latest filing Aug 24, 2026
First filing on the tape Feb 2, 2022 · 16 filings
SEC status approved since Mar 4, 2022
RAUM
$688M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$672M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$115M
derived; firm RAUM over IAPD count
Employees
16
5 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$688M as of Aug 24, 2026
Mar 23, 2023$268M then
HNW client RAUM$468M as of Aug 24, 2026
Mar 23, 2023$117M then
State-registered IARs (5.B.3)5 as of Aug 24, 2026
Mar 23, 20236 then
Employees (5.A)16 as of Aug 24, 2026
Mar 23, 202312 then
Private funds: no history
RAUM +32% over the last fiscal year+37% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Aug 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $115MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 133derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $333,150derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.7derivedItem 5.A over advisors
- Advisors per office
- 1.5derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +32%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +31%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $586M, 634 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$468M68%
- Individuals$204M30%
- Charitable organizations$12.2M1.8%
- Corporations and businesses$4.1M0.6%
- Pension and profit-sharing plans$487,2170.1%
- Individual clients
- 607reported
- HNW clients
- 192reported
- Pension plan clients
- n/areported
- Charitable clients
- 9reported
- Accounts
- 2,066reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $586M for 634 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=4.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Nichole Demetria RaftopoulosCertified Financial Planner | Kennebunk, Me | Feb 6, 2008 | 30 y | 1 |
| Daphne Larissa LafazanCertified Financial Planner | Portsmouth, Nh | Feb 28, 2022 | 11 y | 1 |
| Justin Happ | Portsmouth, Nh | Apr 13, 2022 | 27 y | 0 |
| Dinon HughesCertified Financial Planner | Kennebunk, Me | Aug 26, 2022 | 12 y | 0 |
| Eileen Marian Monahan | Portland, Me | Dec 2, 2024 | 40 y | 1 |
| Kian Pashapour Nikoo | Portsmouth, Nh | Jul 3, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Meagan Mackinnon to LPL Financial LLCOct 24, 2024 · RIA to affiliated broker-dealer or bank
- Jeffrey Donald Bennert to Raymond James Financial Services Advisors, IncJun 2, 2006 · RIA to affiliated broker-dealer or bank
Joined, latest
- Eileen Marian Monahan from Commonwealth Financial NetworkDec 2, 2024 · Affiliated broker-dealer or bank to independent RIA
- Daphne Larissa Lafazan from Commonwealth Financial NetworkFeb 28, 2022 · Affiliated broker-dealer or bank to independent RIA
- Meagan Mackinnon from LPL Financial LLCFeb 28, 2022 · Affiliated broker-dealer or bank to independent RIA
- Nichole Demetria Raftopoulos from Commonwealth Financial NetworkFeb 6, 2008 · Affiliated broker-dealer or bank to independent RIA
- Jeffrey Donald Bennert from Commonwealth Financial NetworkJun 13, 2005 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Nmn George Raftopoulos · Presidentcontrolsince 09/2020 · owns 25% to 50%
- Demetria Nichole Raftopoulos · Chief Executive Officer & Chief Compliance Officercontrolsince 06/2003 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Portsmouth, Nh · principal | 6 | 1 | 0 | ||
| Danvers, Ma | 5 | 1 | 0 | ||
| Kennebunk, Me | 4 | 0 | 0 | ||
| Portland, Me | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Danvers, MA3 employees
- Kennebunk, ME1 employees
- Portland, ME1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Mar 24, 2026accounts (Item 5.F.2.f) moved from 1,244.0 to 2,066.0 (+66.0%) between the annual amendments of 2025-03-14 and 2026-03-24; the peer median change was +6.0% (1256 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,256) · 96% percentile
What changed
consecutive filings, newest first
- Accounts · 1,244 to 2,066Aug 14, 2025 to Mar 24, 2026
- Charity clients · 10 to 9Aug 14, 2025 to Mar 24, 2026
- Corporate clients · 3 to 1Aug 14, 2025 to Mar 24, 2026
- HNW clients · 129 to 192Aug 14, 2025 to Mar 24, 2026
- Individual clients · 480 to 607Aug 14, 2025 to Mar 24, 2026
- Pension plan clients · 0.0 to unsetAug 14, 2025 to Mar 24, 2026
- Pooled vehicle clients · 0.0 to unsetAug 14, 2025 to Mar 24, 2026
- Assets in custody · $44.7M to $586MAug 14, 2025 to Mar 24, 2026
- Employees · 15 to 16Aug 14, 2025 to Mar 24, 2026
- Discretionary RAUM · $523M to $688MAug 14, 2025 to Mar 24, 2026
- HNW RAUM · $309M to $468MAug 14, 2025 to Mar 24, 2026
- Individual RAUM · $201M to $204MAug 14, 2025 to Mar 24, 2026
- Pension RAUM · $0 to $487,217Aug 14, 2025 to Mar 24, 2026
- Pooled vehicle RAUM · 0.0 to unsetAug 14, 2025 to Mar 24, 2026
- RAUM · $523M to $688MAug 14, 2025 to Mar 24, 2026
- Advisory employees · 7 to 5Mar 14, 2025 to Jul 31, 2025
- BD registered reps · 5 to 4Mar 14, 2025 to Jul 31, 2025
- Employees · 13 to 15Mar 14, 2025 to Jul 31, 2025
- Financial planning clients · 11-25 to 11-25Mar 14, 2025 to Jul 31, 2025
- Accounts · 989 to 1,244Jan 31, 2025 to Mar 14, 2025
- Charity clients · 6 to 10Jan 31, 2025 to Mar 14, 2025
- Corporate clients · 5 to 3Jan 31, 2025 to Mar 14, 2025
- HNW clients · 89 to 129Jan 31, 2025 to Mar 14, 2025
- Individual clients · 397 to 480Jan 31, 2025 to Mar 14, 2025
- Assets in custody · $77.1M to $44.7MJan 31, 2025 to Mar 14, 2025
- Employees · 12 to 13Jan 31, 2025 to Mar 14, 2025
- Discretionary RAUM · $380M to $523MJan 31, 2025 to Mar 14, 2025
- HNW RAUM · $209M to $309MJan 31, 2025 to Mar 14, 2025
- Individual RAUM · $162M to $201MJan 31, 2025 to Mar 14, 2025
- RAUM · $380M to $523MJan 31, 2025 to Mar 14, 2025
- Other offices · 2 to 3Mar 14, 2024 to Nov 14, 2024
- Accounts · 1,184 to 989Jan 2, 2024 to Mar 14, 2024
- BD registered reps · 4 to 5Jan 2, 2024 to Mar 14, 2024
- Charity clients · 9 to 6Jan 2, 2024 to Mar 14, 2024
- Corporate clients · 4 to 5Jan 2, 2024 to Mar 14, 2024
- HNW clients · 68 to 89Jan 2, 2024 to Mar 14, 2024
- Individual clients · 437 to 397Jan 2, 2024 to Mar 14, 2024
- Assets in custody · $67.4M to $77.1MJan 2, 2024 to Mar 14, 2024
- Financial planning clients · 1-10 to 11-25Jan 2, 2024 to Mar 14, 2024
- State-registered IARs · 6 to 5Jan 2, 2024 to Mar 14, 2024
Signals
5 dated events
- Nvest Financial, Llc reported RAUM $688.3M, up 32% from $523.4M (2025-08-14 to 2026-03-24)Mar 24, 2026 · RAUM change · derived
- Nvest Financial, Llc reported RAUM $523.4M, up 38% from $379.8M (2025-01-31 to 2025-03-14)Mar 14, 2025 · RAUM change · derived
- Meagan Mackinnon left Nvest Financial, Llc for Lpl Financial Llc (registered 2024-10-29)Oct 24, 2024 · Advisor changed firm · fact
- Nvest Financial, Llc reported RAUM $379.8M, up 42% from $268.4M (2024-01-02 to 2024-03-14)Mar 14, 2024 · RAUM change · derived
- Nvest Financial Group, Llc filed its initial SEC registration (Form ADV)Feb 2, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/nvestfgreportedpublic record, Form ADV, Sep 17, 2026
- Website
- planwithnvest.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 207-985-8585reportedpublic record, Form ADV, Aug 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $115Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026