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J••••• M•••••• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

J••••• M•••••• A••••••

Advisor at C••••••••• F•••••••• N••••••

Wells, ME | Kennebunk, ME

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Search this name across graphsid dfx:ria:c848e6e1-9b15-6580-7215-14c44671d729

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 23, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• F•••••••• N••••••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 18, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• F•••••••• N••••••	National bd RIA	Apr 8, 2013	n/a	yes	Wells, ME\|Kennebunk, ME	Current employment
N•••• F••••••••• L••	Independent wealth	Apr 23, 2013	Mar 18, 2016	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
N•••• F••••••••• L••	n/a	Mar 18, 2016	n/a	n/a	Departure no registered destination	Departure
V•••••••• W••••• M••••••••• I•••	C••••••••• F•••••••• N••••••	May 6, 2013	Apr 8, 2013

Relationships

Registered with (4)

→ C••••••••• F•••••••• N••••••Registered adviserregistration: current employment
Apr 8, 2013 to presentfactForm ADV
→ N•••• F••••••••• L••Registered adviserregistration: previous registration
Apr 23, 2013 to Mar 18, 2016factForm ADV
→ V•••••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Apr 5, 2012 to May 6, 2013factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c848e6e1-9b15-6580-7215-14c44671d729
First observed: Feb 23, 2005
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.