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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

BILLY WAYNE DIXON

Advisor at LPL ENTERPRISE, LLC

RIDGELAND, MS

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 11, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL ENTERPRISE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 16, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Jun 16, 2004
First registration: Mar 11, 2005
Dual registered: yes, broker-dealer
Other names: BILLY DIXON|BILLY WAYNE DIXON|BILLY WAYNE DIXON
IAPD individual key: 4787796

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL ENTERPRISE, LLC	Bd affiliated wealth	Nov 14, 2024	n/a	yes	RIDGELAND, MS	Current employment
PRUCO SECURITIES, LLC	No RAUM reported	Nov 15, 2023	Nov 14, 2024	no	Ridgeland, MS	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Nov 2, 2018	Nov 17, 2023	no	RIDGELAND, MS	Previous registration
SIGNATOR INVESTORS, INC.	Former SEC adviser	Apr 17, 2013	Nov 2, 2018	no	RIDGELAND, MS\|RIDGELAND, MS\|RIDGELAND, MS	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Mar 5, 2009	Feb 25, 2013	no	RIDGELAND, MS	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 11, 2005	Mar 5, 2009	no	RIDGELAND, MS\|BIRMINGHAM, AL\|BIRMINGHAM, AL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUCO SECURITIES, LLC	LPL ENTERPRISE, LLC	Nov 14, 2024	Nov 14, 2024	0	Bulk transfer	Ibd to new firm
OSAIC WEALTH, INC.	PRUCO SECURITIES, LLC	Nov 17, 2023	Nov 15, 2023	-2	Firm change	Ibd to ibd
SIGNATOR INVESTORS, INC.	OSAIC WEALTH, INC.	Nov 2, 2018	Nov 2, 2018	0	Bulk transfer	Ibd to ibd
MSI FINANCIAL SERVICES, INC.	SIGNATOR INVESTORS, INC.	Feb 25, 2013	Apr 17, 2013	51	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MSI FINANCIAL SERVICES, INC.	Mar 5, 2009	Mar 5, 2009	0	Firm change	Other

Relationships

Registered with (6)

→ LPL ENTERPRISE, LLCRegistered adviserregistration: current employment
Nov 14, 2024 to presentfactForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Nov 15, 2023 to Nov 14, 2024factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Nov 2, 2018 to Nov 17, 2023factForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
Apr 17, 2013 to Nov 2, 2018factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Mar 5, 2009 to Feb 25, 2013factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 11, 2005 to Mar 5, 2009factForm ADV

Dated events

Occurred
Nov 17, 2023
Advisor changed firm
Billy Wayne Dixon left Osaic Wealth, Inc. for Pruco Securities, Llc (registered 2023-11-15)
Form ADVobserved 6 days ago