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Registered advisor

B•••• W•••• D••••

L•• E••••••••• L••BD affiliatedRidgeland, Msdual registrantIAPD 4787796

Feed of 09/14/2026

Also filed as B•••• D••••

At current firm

1 y

since Nov 14, 2024

In the industry

22 y

since Jun 16, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• E••••••••• L•• BD affiliated current
since Nov 14, 2024 · Ridgeland, Ms
P•••• S••••••••• L•• no RAUM
Nov 15, 2023 to Nov 14, 2024 · Ridgeland, Ms
O•••• W•••••• I••• BD affiliated
Nov 2, 2018 to Nov 17, 2023 · Ridgeland, Ms
S••••••• I••••••••• I••• former
Apr 17, 2013 to Nov 2, 2018 · Ridgeland, Ms
M•• F•••••••• S•••••••• I••• former
Mar 5, 2009 to Feb 25, 2013 · Ridgeland, Ms
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Mar 11, 2005 to Mar 5, 2009 · Ridgeland, Ms

Moves

a registration end followed by a registration begin elsewhere

P•••• S••••••••• L•• to L•• E••••••••• L••
left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
O•••• W•••••• I••• to P•••• S••••••••• L••
left Nov 17, 2023, registered Nov 15, 2023 (-2 days) · Affiliated broker-dealer or bank to another
S••••••• I••••••••• I••• to O•••• W•••••• I•••
left Nov 2, 2018, registered Nov 2, 2018 (0 days) · corporate re-registration, not a move
M•• F•••••••• S•••••••• I••• to S••••••• I••••••••• I•••
left Feb 25, 2013, registered Apr 17, 2013 (51 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•• F•••••••• S•••••••• I•••
left Mar 5, 2009, registered Mar 5, 2009 (0 days) · Other

Signals

B•••• W•••• D•••• left O•••• W•••••• I••• for P•••• S••••••••• L•• (registered 2023-11-15)
Nov 17, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address