This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CITIZENS SECURITIES, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 1, 2007earliest registration or exam on IAPD

Years in industry

18derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

2

Exams

S66

First exam

Mar 20, 2017

First registration

Mar 23, 2017

Dual registered

yes, broker-dealer

Other names

JOSE RAFAEL MATIAS|Jose Matias

IAPD individual key

5434711

• Occurred

  Jul 30, 2024
  Advisor changed firm

  Jose Rafael Matias left Advice And Planning Services for Citizens Securities, Inc. (registered 2024-09-26)

  Form ADVobserved 6 days ago
• Occurred

  Jun 17, 2022
  Advisor changed firm

  Jose Rafael Matias left J.P. Morgan Securities Llc for Advice And Planning Services (registered 2022-07-15)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:9cfa2ab0-0253-0f9b-bdb2-0c12ba399921

First observed

Mar 23, 2017

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.