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RIA / WealthAdvisor21 years in industry

ANDREW CHARLES BECKER

Advisor at EP WEALTH ADVISORS

TORRANCE, CA | Fort Wright, KY

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Search this name across graphsid dfx:ria:9d0861fa-f15e-d0dc-83f7-fe5a01129119

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 28, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EP WEALTH ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 27, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jul 27, 2005
First registration: Jul 28, 2005
Dual registered: no
Other names: DREW BECKER
IAPD individual key: 4959123

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EP WEALTH ADVISORS	Independent wealth	Apr 24, 2025	n/a	yes	Fort Wright, KY\|TORRANCE, CA	Current employment
ALPHAMARK ADVISORS, LLC	Former SEC adviser	Oct 5, 2016	Apr 25, 2025	no	FT. WRIGHT, KY	Previous registration
J.J.B. HILLIARD, W.L. LYONS, LLC	Former SEC adviser	Sep 7, 2012	Oct 6, 2016	no	FT. MITCHELL, KY	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 8, 2006	Sep 13, 2012	no	CINCINNATI, OH\|CINCINNATI, OH	Previous registration
ADVEST, INC.	n/a	Dec 9, 2005	Mar 8, 2006	no	CINCINNATI, OH	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jul 28, 2005	Dec 8, 2005	no	CINCINNATI, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ALPHAMARK ADVISORS, LLC	EP WEALTH ADVISORS	Apr 25, 2025	Apr 24, 2025	-1	Firm change	RIA to RIA
J.J.B. HILLIARD, W.L. LYONS, LLC	ALPHAMARK ADVISORS, LLC	Oct 6, 2016	Oct 5, 2016	-1	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	J.J.B. HILLIARD, W.L. LYONS, LLC	Sep 13, 2012	Sep 7, 2012	-6	Firm change	Other
ADVEST, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Mar 8, 2006	Mar 8, 2006	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	ADVEST, INC.	Dec 8, 2005	Dec 9, 2005	1	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
109366:111147:KY:2025-04-25	Apr 25, 2025	Apr 24, 2025	FT WRIGHT, KY	Firm change

Relationships

Registered with (5)

→ EP WEALTH ADVISORSRegistered adviserregistration: current employment
Apr 24, 2025 to presentfactForm ADV
→ ALPHAMARK ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 5, 2016 to Apr 25, 2025factForm ADV
→ J.J.B. HILLIARD, W.L. LYONS, LLCRegistered adviserregistration: previous registration
Sep 7, 2012 to Oct 6, 2016factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 8, 2006 to Sep 13, 2012factForm ADV
→ ADVEST, INC.Registered adviserregistration: previous registration
Dec 9, 2005 to Mar 8, 2006factForm ADV

Dated events

Occurred
Apr 25, 2025
Advisor changed firm
Andrew Charles Becker left Alphamark Advisors, Llc for Ep Wealth Advisors (registered 2025-04-24)
Form ADVobserved 6 days ago