DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Andrew Charles Becker
Feed of 09/14/2026
Also filed as Drew Becker
At current firm
1 y
since Apr 24, 2025
In the industry
21 y
since Jul 27, 2005 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Ep Wealth Advisors independent RIA currentsince Apr 24, 2025 · Fort Wright, Ky
- Alphamark Advisors, LLC formerOct 5, 2016 to Apr 25, 2025 · Ft. Wright, Ky
- J.J.B. Hilliard, W.L. Lyons, LLC formerSep 7, 2012 to Oct 6, 2016 · Ft. Mitchell, Ky
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMar 8, 2006 to Sep 13, 2012 · Cincinnati, Oh
- Advest, Inc. unclassifiedDec 9, 2005 to Mar 8, 2006 · Cincinnati, Oh
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJul 28, 2005 to Dec 8, 2005 · Cincinnati, Oh
Moves
a registration end followed by a registration begin elsewhere
- Alphamark Advisors, LLC to Ep Wealth Advisorsleft Apr 25, 2025, registered Apr 24, 2025 (-1 days) · RIA to RIA · moved with a team
- J.J.B. Hilliard, W.L. Lyons, LLC to Alphamark Advisors, LLCleft Oct 6, 2016, registered Oct 5, 2016 (-1 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to J.J.B. Hilliard, W.L. Lyons, LLCleft Sep 13, 2012, registered Sep 7, 2012 (-6 days) · Other
- Advest, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Mar 8, 2006, registered Mar 8, 2006 (0 days) · corporate re-registration, not a move
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Advest, Inc.left Dec 8, 2005, registered Dec 9, 2005 (1 days) · Other
Signals
- Andrew Charles Becker left Alphamark Advisors, Llc for Ep Wealth Advisors (registered 2025-04-24)Apr 25, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address