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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

CHARLES P CHURCHILL

Advisor at CITIGROUP GLOBAL MARKETS INC.

Springfield, NJ | New York, NY | NEW YORK, NY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 6, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CITIGROUP GLOBAL MARKETS INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 6, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 4
Exams: S65|S63
First exam: Aug 6, 1987
First registration: Mar 6, 1997
Dual registered: yes, broker-dealer
Other names: CHARLIE CHURCHILL|CHARLES PIERSON CHURCHILL
IAPD individual key: 1659399

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Oct 20, 2014	n/a	yes	NEW YORK, NY\|Springfield, NJ\|New York, NY	Current employment
HSBC SECURITIES (USA) INC.	Bd affiliated wealth	Aug 9, 2013	Oct 21, 2014	no	NEW YORK, NY	Previous registration
FCG WEALTH MANAGEMENT, LLC	Former SEC adviser	Jan 2, 2013	Jul 19, 2013	no	CHATHAM, NJ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 26, 2008	Sep 6, 2011	no	SHORT HILLS, NJ	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Sep 1, 2006	May 21, 2008	no	NEW YORK, NY\|NEW YORK, NY	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Mar 6, 1997	Sep 6, 2006	no	NEW YORK, NY\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HSBC SECURITIES (USA) INC.	CITIGROUP GLOBAL MARKETS INC.	Oct 21, 2014	Oct 20, 2014	-1	Firm change	Other
FCG WEALTH MANAGEMENT, LLC	HSBC SECURITIES (USA) INC.	Jul 19, 2013	Aug 9, 2013	21	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	FCG WEALTH MANAGEMENT, LLC	Sep 6, 2011	Jan 2, 2013	484	Firm change after gap	Other
UBS FINANCIAL SERVICES INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	May 21, 2008	Jun 26, 2008	36	Firm change	Wirehouse to wirehouse
CHASE INVESTMENT SERVICES CORP.	UBS FINANCIAL SERVICES INC.	Sep 6, 2006	Sep 1, 2006	-5	Firm change	Other

Relationships

Registered with (6)

→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: current employment
Oct 20, 2014 to presentfactForm ADV
→ HSBC SECURITIES (USA) INC.Registered adviserregistration: previous registration
Aug 9, 2013 to Oct 21, 2014factForm ADV
→ FCG WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 2, 2013 to Jul 19, 2013factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 26, 2008 to Sep 6, 2011factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Sep 1, 2006 to May 21, 2008factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Mar 6, 1997 to Sep 6, 2006factForm ADV

Dated events

No dated event names this entity yet.