DFX Intelligence
Reading the graph
Reading the graph
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Advisor at V••••• F•••••••• M••••••••• I•••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| V••••• F•••••••• M••••••••• I••• | Bd affiliated wealth | Jul 22, 2026 | n/a | yes | St. Petersburg, FL|St Petersberg, FL|New York, NY | Current employment |
| V••••• W••••• M•••••••• I••• | Independent wealth | Aug 3, 2023 | n/a | yes | PARAMUS, NJ|St. Petersburg, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | V••••• W••••• M•••••••• I••• | Jul 12, 2023 | Aug 3, 2023 | 22 | Firm change | Ibd to RIA |
| C••• B•••••••• S•••••••• I••• | L•• F•••••••• L•• | May 24, 2022 | May 19, 2022 |
| L•• F•••••••• L•• | Bd affiliated wealth | May 19, 2022 | Jul 12, 2023 | no | CLEARWATER, FL|TAMPA, FL|TAMPA, FL|ST PETERSBURG, FL|ST. PETERSBURG, FL | Previous registration |
| C••• B•••••••• S•••••••• I••• | Former SEC adviser | Jul 16, 2018 | May 24, 2022 | no | TAMPA, FL|Tampa, FL|Clearwater, FL|WAVERLY, IA | Previous registration |
| T••••• A••••••• S•••••••• I••• | Bd affiliated wealth | Sep 14, 2016 | Oct 2, 2017 | no | ST. PETERSBURG, FL|ST. PETERSBURG, FL | Previous registration |
| S••••••• I••••••••• S•••••••• I••• | Former SEC adviser | Oct 29, 2015 | Dec 31, 2016 | no | ST. PETERSBURG, FL|TAMPA, FL|ST. PETERSBURG, FL|SAINT PETERSBURG, FL | Previous registration |
| T• P•••••• C••••• W••••• L•• | Bd affiliated wealth | Apr 23, 2013 | Aug 27, 2015 | no | TAMPA, FL|TAMPA, FL|NEW YORK, NY | Previous registration |
| M••••• S•••••• | Wirehouse | Aug 29, 2012 | Oct 31, 2012 | no | SOUTH JORDAN, UT|Tampa, FL | Previous registration |
| M•• F•••••••• S•••••••• I••• | Former SEC adviser | Mar 27, 2012 | Jul 25, 2012 | no | ORLANDO, FL | Previous registration |
| T• R••• P•••• A••••••• S•••••••• I••• | Bd affiliated wealth | May 16, 2011 | Jan 25, 2012 | no | TAMPA, FL | Previous registration |
| -5 |
| Bulk transfer |
| Ibd to RIA |
| T••••• A••••••• S•••••••• I••• | C••• B•••••••• S•••••••• I••• | Oct 2, 2017 | Jul 16, 2018 | 287 | Firm change | Other |
| S••••••• I••••••••• S•••••••• I••• | T••••• A••••••• S•••••••• I••• | Dec 31, 2016 | Sep 14, 2016 | -108 | Bulk transfer | Other |
| T• P•••••• C••••• W••••• L•• | S••••••• I••••••••• S•••••••• I••• | Aug 27, 2015 | Oct 29, 2015 | 63 | Firm change | Other |
| M••••• S•••••• | T• P•••••• C••••• W••••• L•• | Oct 31, 2012 | Apr 23, 2013 | 174 | Firm change | Wirehouse to new firm |
| M•• F•••••••• S•••••••• I••• | M••••• S•••••• | Jul 25, 2012 | Aug 29, 2012 | 35 | Firm change | Other |
| T• R••• P•••• A••••••• S•••••••• I••• | M•• F•••••••• S•••••••• I••• | Jan 25, 2012 | Mar 27, 2012 | 62 | Firm change | Other |