DFX Intelligence

M•••••• D• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

M•••••• D• M•••••••

Advisor at C••••• I••••••••• A••••••• L••

Scottsdale, AZ

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Search this name across graphsid dfx:ria:9d2df5cf-3749-423c-8e4e-f019ee7f6e7f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jan 27, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Feb 27, 2026	n/a	yes	Scottsdale, AZ	Current employment
O•••• A•••••••	Independent wealth	Jun 6, 2025	Mar 25, 2026	no	FOREST CITY, IA\|Gilbert, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• A•••••••	C••••• I••••••••• A••••••• L••	Mar 25, 2026	Feb 27, 2026	-26	Firm change	RIA to ibd
T•••• W•••••	O•••• A•••••••	Aug 27, 2025	Jun 6, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
320643:335555:AZ:2025-08-27	Aug 27, 2025	Jun 6, 2025	TEMPE, AZ	Firm change after gap

Relationships

Registered with (3)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Feb 27, 2026 to presentfactForm ADV
→ O•••• A•••••••Registered adviserregistration: previous registration
Jun 6, 2025 to Mar 25, 2026factForm ADV
→ T•••• W•••••Registered adviserregistration: previous registration
Jan 27, 2023 to Aug 27, 2025factForm ADV

Dated events

Occurred
Mar 25, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Aug 27, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9d2df5cf-3749-423c-8e4e-f019ee7f6e7f
First observed: Jan 27, 2023
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.