RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• D• M•••••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Feb 27, 2026 · Scottsdale, Az
- O•••• A••••••• independent RIAJun 6, 2025 to Mar 25, 2026 · Forest City, Ia
- T•••• W••••• independent RIAJan 27, 2023 to Aug 27, 2025 · High Point, Nc
- O•••• A••••••• to C••••• I••••••••• A••••••• L••left Mar 25, 2026, registered Feb 27, 2026 (-26 days) · RIA to affiliated broker-dealer or bank
- T•••• W••••• to O•••• A•••••••left Aug 27, 2025, registered Jun 6, 2025 (-82 days) · RIA to a newly registered adviser · moved with a team
- M•••••• D• M••••••• left O•••• A••••••• for C••••• I••••••••• A••••••• L•• (registered 2026-02-27)Mar 25, 2026 · Advisor changed firm · fact
- M•••••• D• M••••••• left T•••• W••••• for O•••• A••••••• (registered 2025-06-06)Aug 27, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address