DFX Intelligence

B•••• J••••• T••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor28 years in industry

B•••• J••••• T••••••

Advisor at F•••• P••••••• W•••••• L••

LONG BEACH, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9d87db59-9d9a-913e-b87d-54c1a3b67079

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 17, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• P••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 17, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• P••••••• W•••••• L••	Independent wealth	Jul 2, 2025	n/a	yes	LONG BEACH, CA	Current employment
C•••••••• M••••••••• G••••	Former SEC adviser	Jun 17, 2005	Sep 23, 2025	no	Long Beach, CA\|LOS ANGELES, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• M••••••••• G••••	F•••• P••••••• W•••••• L••	Sep 23, 2025	Jul 2, 2025	-83	Bulk transfer	RIA to RIA
F••••• I•••••••••	C•••••••• M••••••••• G••••	Jun 9, 2005	Jun 17, 2005

Relationships

Registered with (4)

→ F•••• P••••••• W•••••• L••Registered adviserregistration: current employment
Jul 2, 2025 to presentfactForm ADV
→ C•••••••• M••••••••• G••••Registered adviserregistration: previous registration
Jun 17, 2005 to Sep 23, 2025factForm ADV
→ F••••• I•••••••••Registered adviserregistration: previous registration
Jan 7, 2004 to Jun 9, 2005factForm ADV
→ P••••••••• E••••• G••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9d87db59-9d9a-913e-b87d-54c1a3b67079
First observed: Feb 17, 1999
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.