RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• J••••• T••••••
- F•••• P••••••• W•••••• L•• independent RIA currentsince Jul 2, 2025 · Long Beach, Ca
- C•••••••• M••••••••• G•••• formerJun 17, 2005 to Sep 23, 2025 · Long Beach, Ca
- F••••• I••••••••• independent RIAJan 7, 2004 to Jun 9, 2005 · Arlington, Va
- P••••••••• E••••• G••••• L•• unclassifiedFeb 17, 1999 to Oct 29, 2002 · Long Beach, Ca
- C•••••••• M••••••••• G•••• to F•••• P••••••• W•••••• L••left Sep 23, 2025, registered Jul 2, 2025 (-83 days) · corporate re-registration, not a move
- F••••• I••••••••• to C•••••••• M••••••••• G••••left Jun 9, 2005, registered Jun 17, 2005 (8 days) · Other
- P••••••••• E••••• G••••• L•• to F••••• I•••••••••left Oct 29, 2002, registered Jan 7, 2004 (435 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address