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B•••• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

B•••• G•••••••

Advisor at E•••••••• A•••••••• L••

Boca Raton, FL | NEW YORK, NY

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Search this name across graphsid dfx:ria:9d8e21f3-2971-3d0e-26ac-450069abf9aa

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 10, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• A•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 22, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••• A•••••••• L••	National bd RIA	Jul 21, 2025	n/a	yes	NEW YORK, NY\|Boca Raton, FL	Current employment
P••••••	Asset manager	Jan 6, 2025	Jul 7, 2025	no	BOCA RATON, FL\|BETHESDA, MD

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••	E•••••••• A•••••••• L••	Jul 7, 2025	Jul 21, 2025	14	Firm change	Other
C•••••• S••••• • C••• I•••	P••••••	Apr 12, 2004

Relationships

Registered with (4)

→ E•••••••• A•••••••• L••Registered adviserregistration: current employment
Jul 21, 2025 to presentfactForm ADV
→ P••••••Registered adviserregistration: previous registration
Jan 6, 2025 to Jul 7, 2025factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Feb 18, 2004 to Apr 12, 2004factForm ADV
→ E•••••• P•••• A••••••• I•••Registered adviser

Dated events

Occurred
Jul 7, 2025
Advisor changed firm
B•••• G••••••• left Potomac for E•••••••• A•••••••• L•• (registered 2025-07-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9d8e21f3-2971-3d0e-26ac-450069abf9aa
First observed: Apr 10, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.