RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• G•••••••
- E•••••••• A•••••••• L•• national BD currentsince Jul 21, 2025 · New York, Ny
- P•••••• asset managerJan 6, 2025 to Jul 7, 2025 · Boca Raton, Fl
- C•••••• S••••• • C••• I••• national BDFeb 18, 2004 to Apr 12, 2004 · Boca Raton, Fl
- E•••••• P•••• A••••••• I••• unclassifiedApr 10, 2003 to Jan 26, 2004 · Coral Springs, Fl
- P•••••• to E•••••••• A•••••••• L••left Jul 7, 2025, registered Jul 21, 2025 (14 days) · Other
- C•••••• S••••• • C••• I••• to P••••••left Apr 12, 2004, registered Jan 6, 2025 (7574 days) · Other
- E•••••• P•••• A••••••• I••• to C•••••• S••••• • C••• I•••left Jan 26, 2004, registered Feb 18, 2004 (23 days) · Other
- B•••• G••••••• left Potomac for E•••••••• A•••••••• L•• (registered 2025-07-21)Jul 7, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address