DFX Intelligence

J••••• R•••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst23 years in industry

J••••• R•••• C•••••

Advisor at S•••• C••••••• L•

SALT LAKE CITY, UT

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Search this name across graphsid dfx:ria:9dabee87-717e-f998-dc19-b19dcd8cd286

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Jan 30, 2009 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

J••••• R• C•••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• C••••••• L•
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 30, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• C••••••• L•	Independent wealth	Jul 29, 2021	n/a	yes	SALT LAKE CITY, UT	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jan 30, 2009	May 15, 2017	no	SAN FRANCISCO, CA\|ALAMO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	S•••• C••••••• L•	May 15, 2017	Jul 29, 2021	1,536	Firm change after gap	Wirehouse to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:285645:CA:2017-05-15	May 15, 2017	Jul 29, 2021	ALAMO, CA	Firm change after gap

Relationships

Registered with (2)

→ S•••• C••••••• L•Registered adviserregistration: current employment
Jul 29, 2021 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jan 30, 2009 to May 15, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9dabee87-717e-f998-dc19-b19dcd8cd286
First observed: Jan 30, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.