DFX Intelligence

A••••• E•••••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

A••••• E•••••• L••••

Advisor at L•• F•••••••• L••

HEMET, CA

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Search this name across graphsid dfx:ria:9dafc109-2e71-fb04-f9d7-0fb5d5b43afd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Nov 2, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 2, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Oct 7, 2025	n/a	yes	HEMET, CA	Current employment
W•••••• S••••••••• I•••	Bd affiliated wealth	Apr 14, 2014	Oct 7, 2025	no	SAN DIEGO, CA\|SOLANA BEACH, CA\|INDIAN WELLS, CA\|LA JOLLA, CA\|Pasadena, CA\|HEMET, CA\|CULVER CITY, CA\|Inglewood, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• S••••••••• I•••	L•• F•••••••• L••	Oct 7, 2025	Oct 7, 2025	0	Firm change	Ibd to ibd
B•••••• H•••• W••••• M••••••••• L••	W•••••• S••••••••• I•••	Apr 7, 2014	Apr 14, 2014

Relationships

Registered with (6)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Oct 7, 2025 to presentfactForm ADV
→ W•••••• S••••••••• I•••Registered adviserregistration: previous registration
Apr 14, 2014 to Oct 7, 2025factForm ADV
→ B•••••• H•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 14, 2011 to Apr 7, 2014factForm ADV
→ M••••• S••••••

Dated events

Occurred
Oct 7, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9dafc109-2e71-fb04-f9d7-0fb5d5b43afd
First observed: Nov 2, 1998
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.