DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Antoni Enrique Lucas
Feed of 09/14/2026
Also filed as Tony Lucas
At current firm
0 y
since Oct 7, 2025
In the industry
35 y
since Apr 2, 1991 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Oct 7, 2025 · Hemet, Ca
- Wedbush Securities Inc. BD affiliatedApr 14, 2014 to Oct 7, 2025 · San Diego, Ca
- Beverly Hills Wealth Management, LLC formerJan 14, 2011 to Apr 7, 2014 · Beverly Hills, Ca
- Morgan Stanley wirehouseJun 1, 2009 to Dec 1, 2010 · Beverly Hills, Ca
- Morgan Stanley & Co. LLC unclassifiedApr 2, 2007 to Jun 1, 2009 · Beverly Hills, Ca
- Morgan Stanley Dw Inc. unclassifiedNov 2, 1998 to Apr 2, 2007 · Long Beach, Ca
Moves
a registration end followed by a registration begin elsewhere
- Wedbush Securities Inc. to LPL Financial LLCleft Oct 7, 2025, registered Oct 7, 2025 (0 days) · Affiliated broker-dealer or bank to another
- Beverly Hills Wealth Management, LLC to Wedbush Securities Inc.left Apr 7, 2014, registered Apr 14, 2014 (7 days) · Other
- Morgan Stanley to Beverly Hills Wealth Management, LLCleft Dec 1, 2010, registered Jan 14, 2011 (44 days) · Other
- Morgan Stanley & Co. LLC to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- Morgan Stanley Dw Inc. to Morgan Stanley & Co. LLCleft Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Signals
- Antoni Enrique Lucas left Wedbush Securities Inc. for Lpl Financial Llc (registered 2025-10-07)Oct 7, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address