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Advisor at LPL FINANCIAL LLC
FORT MILL, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 1, 2026 | n/a | yes | FORT MILL, SC|FORT MILL, SC | Current employment |
| GLOBAL RETIREMENT PARTNERS LLC | Institutional manager | Jul 31, 2017 | Nov 10, 2020 | no | Pittsburgh, PA|SAN RAFAEL, CA | Previous registration |
| SWS PARTNERS, LLC | Independent wealth | Mar 16, 2016 | Nov 18, 2016 | no | PRESTO, PA|COLUMBUS, OH | Previous registration |
| BOWER HILL CAPITAL MANAGEMENT LLC | Former SEC adviser | Dec 11, 2015 | Oct 21, 2020 | no | PRESTO, PA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 5, 2009 | Aug 21, 2015 | no | MINNEAPOLIS, MN|Minneapolis, MN | Previous registration |
| AMERIPRISE ADVISOR SERVICES, INC. | n/a | Jul 19, 2004 | Oct 5, 2009 | no | DETROIT, MI|DETROIT, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GLOBAL RETIREMENT PARTNERS LLC | LPL FINANCIAL LLC | Nov 10, 2020 | Jan 1, 2026 | 1,878 | Firm change after gap | Other |
| BOWER HILL CAPITAL MANAGEMENT LLC | SWS PARTNERS, LLC | Oct 21, 2020 | Mar 16, 2016 | -1,680 | Firm change after gap | Other |
| SWS PARTNERS, LLC | GLOBAL RETIREMENT PARTNERS LLC | Nov 18, 2016 | Jul 31, 2017 | 255 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | BOWER HILL CAPITAL MANAGEMENT LLC | Aug 21, 2015 | Dec 11, 2015 | 112 | Firm change | Ibd to new firm |
| AMERIPRISE ADVISOR SERVICES, INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Oct 5, 2009 | Oct 5, 2009 | 0 | Bulk transfer | Other |