DFX Intelligence

A••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)15 years in industry

A••••• M•••••

Advisor at C•••••••• G••••• M•••••• I•••

TAMPA, FL | Palm Harbor, FL

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Search this name across graphsid dfx:ria:9de53953-2e64-1398-0a28-9424605fd6b1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Apr 19, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• G••••• M•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• G••••• M•••••• I•••	Bd affiliated wealth	Aug 2, 2022	n/a	yes	TAMPA, FL\|Palm Harbor, FL	Current employment
F••••• I•••••••••	I•••••••••_WEALTH	Mar 23, 2021	Jun 22, 2022	no	PLANO, TX\|TAMPA, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••• I•••••••••	C•••••••• G••••• M•••••• I•••	Jun 22, 2022	Aug 2, 2022	41	Firm change	RIA to ibd
I••••••••• F•••••••• P•••••••	F••••• I•••••••••	Feb 12, 2021	Mar 23, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
705:125112:FL:2020-10-09	Oct 9, 2020	Oct 28, 2020	ST PETERSBURG, FL	Firm change
7691:39550:RI:2017-10-25	Oct 25, 2017	Oct 31, 2017	RIVERSIDE, RI	Firm change

Relationships

Registered with (6)

→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: current employment
Aug 2, 2022 to presentfactForm ADV
→ F••••• I•••••••••Registered adviserregistration: previous registration
Mar 23, 2021 to Jun 22, 2022factForm ADV
→ I••••••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Oct 28, 2020 to Feb 12, 2021factForm ADV
→ R•••••• J•••• • A••••••••• I•••

Dated events

Occurred
Jun 22, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9de53953-2e64-1398-0a28-9424605fd6b1
First observed: Apr 19, 2013
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.