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A••••• H•••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

A••••• H•••• L•••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Chevy Chase, MD | Bethesda, MD

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Search this name across graphsid dfx:ria:9df52569-7275-6610-fdd2-c4eff2a3dbdd

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 2, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 20, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Feb 8, 2016	n/a	yes	Bethesda, MD\|Bethesda, MD\|Chevy Chase, MD	Current employment
P•••••••• F•••••••• A••••••• G••••	Independent wealth	Feb 18, 2009	Feb 13, 2012	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••••• F•••••••• A••••••• G••••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Feb 13, 2012	Feb 8, 2016	1,456	Firm change after gap	Other
A•••• • F•••••••• P•••••••• L••	P•••••••• F•••••••• A••••••• G••••	Nov 21, 2011

Relationships

Registered with (5)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Feb 8, 2016 to presentfactForm ADV
→ P•••••••• F•••••••• A••••••• G••••Registered adviserregistration: previous registration
Feb 18, 2009 to Feb 13, 2012factForm ADV
→ A•••• • F•••••••• P•••••••• L••Registered adviserregistration: previous registration
Nov 30, 2007 to Nov 21, 2011factForm ADV
→ T• A••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9df52569-7275-6610-fdd2-c4eff2a3dbdd
First observed: Dec 2, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.