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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

Jaime Abreu Torres

Advisor at LPL ENTERPRISE, LLC

LAMOINE, ME

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Search this name across graphsid dfx:ria:9e0e0ca6-3915-8583-b33f-1bbe98caeb94

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Apr 15, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL ENTERPRISE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 26, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jan 26, 2002
First registration: Apr 15, 2013
Dual registered: yes, broker-dealer
Other names: JAMES , JIMMY TORRES JR|JAIME ABREU TORRES JR |JAIME ABREU TORRES JR|JAIME ABREU TORRES|JAIME ABREU TORRES|JAIME TORRES
IAPD individual key: 4404225

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL ENTERPRISE, LLC	Bd affiliated wealth	Nov 14, 2024	n/a	yes	LAMOINE, ME	Current employment
PRUCO SECURITIES, LLC	No RAUM reported	Jan 5, 2024	Nov 14, 2024	no	Saco, ME\|WAKEFIELD, MA\|Dover, NH	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Aug 31, 2021	Jan 10, 2024	no	BAR HARBOR, ME	Previous registration
EDWARD JONES	National bd RIA	Feb 18, 2020	Aug 2, 2021	no	HUNTINGTON BEACH, CA\|HUNTINGTON BEACH, CA	Previous registration
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Former SEC adviser	Nov 18, 2016	Feb 21, 2020	no	GARDENA, CA\|TORRANCE, CA\|TORRANCE, CA\|LONG BEACH, CA\|LOS ANGELES, CA\|PICO RIVERA, CA\|LA MIRADA, CA\|LAKEWOOD, CA\|BURBANK, CA\|SOUTH GATE, CA\|DOWNEY, CA\|PICO RIVERA, CA	Previous registration
MORGAN STANLEY	Wirehouse	Nov 18, 2015	Sep 1, 2016	no	Newport Beach, CA\|Irvine, CA	Previous registration
RBC CAPITAL MARKETS, LLC	National bd RIA	Jul 15, 2014	Aug 18, 2015	no	NEWPORT BEACH, CA	Previous registration
SPIRE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Apr 15, 2013	May 22, 2013	no	MCLEAN, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUCO SECURITIES, LLC	LPL ENTERPRISE, LLC	Nov 14, 2024	Nov 14, 2024	0	Bulk transfer	Ibd to new firm
CETERA INVESTMENT ADVISERS LLC	PRUCO SECURITIES, LLC	Jan 10, 2024	Jan 5, 2024	-5	Firm change	Ibd to ibd
EDWARD JONES	CETERA INVESTMENT ADVISERS LLC	Aug 2, 2021	Aug 31, 2021	29	Firm change	Ibd to ibd
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	EDWARD JONES	Feb 21, 2020	Feb 18, 2020	-3	Firm change	Ibd to ibd
MORGAN STANLEY	BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Sep 1, 2016	Nov 18, 2016	78	Firm change	Other
RBC CAPITAL MARKETS, LLC	MORGAN STANLEY	Aug 18, 2015	Nov 18, 2015	92	Firm change	Ibd to wirehouse
SPIRE WEALTH MANAGEMENT, LLC	RBC CAPITAL MARKETS, LLC	May 22, 2013	Jul 15, 2014	419	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
250:105644:CA:2021-08-02	Aug 2, 2021	Aug 31, 2021	HUNTINGTON BEACH, CA	Firm change
31194:149777:CA:2015-08-18	Aug 18, 2015	Nov 18, 2015	NEWPORT BEACH, CA	Firm change

Relationships

Registered with (8)

→ LPL ENTERPRISE, LLCRegistered adviserregistration: current employment
Nov 14, 2024 to presentfactForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Jan 5, 2024 to Nov 14, 2024factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Aug 31, 2021 to Jan 10, 2024factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Feb 18, 2020 to Aug 2, 2021factForm ADV
→ BANCWEST INVESTMENT SERVICES, INC. (BWIS)Registered adviserregistration: previous registration
Nov 18, 2016 to Feb 21, 2020factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Nov 18, 2015 to Sep 1, 2016factForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Jul 15, 2014 to Aug 18, 2015factForm ADV
→ SPIRE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 15, 2013 to May 22, 2013factForm ADV

Dated events

Occurred
Jan 10, 2024
Advisor changed firm
Jaime Abreu Torres left Cetera Investment Advisers Llc for Pruco Securities, Llc (registered 2024-01-05)
Form ADVobserved 6 days ago