DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• A•••• T•••••

L•• E••••••••• L••BD affiliatedLamoine, Medual registrantIAPD 4404225

Feed of 09/14/2026

Also filed as James , Jimmy Torres Jr

At current firm

1 y

since Nov 14, 2024

In the industry

24 y

since Jan 26, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• E••••••••• L•• BD affiliated current
since Nov 14, 2024 · Lamoine, Me
P•••• S••••••••• L•• no RAUM
Jan 5, 2024 to Nov 14, 2024 · Saco, Me
C••••• I••••••••• A••••••• L•• BD affiliated
Aug 31, 2021 to Jan 10, 2024 · Bar Harbor, Me
E••••• J•••• national BD
Feb 18, 2020 to Aug 2, 2021 · Huntington Beach, Ca
B••••••• I••••••••• S•••••••• I••• ••••• former
Nov 18, 2016 to Feb 21, 2020 · Gardena, Ca
M••••• S•••••• wirehouse
Nov 18, 2015 to Sep 1, 2016 · Newport Beach, Ca
R•• C•••••• M••••••• L•• national BD
Jul 15, 2014 to Aug 18, 2015 · Newport Beach, Ca
S•••• W••••• M••••••••• L•• BD affiliated
Apr 15, 2013 to May 22, 2013 · Mclean, Va

Moves

a registration end followed by a registration begin elsewhere

P•••• S••••••••• L•• to L•• E••••••••• L••
left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
C••••• I••••••••• A••••••• L•• to P•••• S••••••••• L••
left Jan 10, 2024, registered Jan 5, 2024 (-5 days) · Affiliated broker-dealer or bank to another
E••••• J•••• to C••••• I••••••••• A••••••• L••
left Aug 2, 2021, registered Aug 31, 2021 (29 days) · Affiliated broker-dealer or bank to another · moved with a team
B••••••• I••••••••• S•••••••• I••• ••••• to E••••• J••••
left Feb 21, 2020, registered Feb 18, 2020 (-3 days) · Affiliated broker-dealer or bank to another
M••••• S•••••• to B••••••• I••••••••• S•••••••• I••• •••••
left Sep 1, 2016, registered Nov 18, 2016 (78 days) · Other
R•• C•••••• M••••••• L•• to M••••• S••••••
left Aug 18, 2015, registered Nov 18, 2015 (92 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
S•••• W••••• M••••••••• L•• to R•• C•••••• M••••••• L••
left May 22, 2013, registered Jul 15, 2014 (419 days) · Other

Signals

J•••• A•••• T••••• left C••••• I••••••••• A••••••• L•• for P•••• S••••••••• L•• (registered 2024-01-05)
Jan 10, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address