DFX Intelligence

M•••••• S•••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

M•••••• S•••••• H•••••

Advisor at L•• F•••••••• L••

FORT MYERS, FL | CLEWISTON, FL

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Search this name across graphsid dfx:ria:9e182115-886b-875b-d17b-9f18caecbd56

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Mar 12, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 8, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	May 1, 2019	n/a	yes	FORT MYERS, FL\|CLEWISTON, FL	Current employment
I••••••••• F•••••••• P•••••••	Bd affiliated wealth	Dec 8, 2015	Apr 26, 2019	no	Ft Lauderdale, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• F•••••••• P•••••••	L•• F•••••••• L••	Apr 26, 2019	May 1, 2019	5	Firm change	Ibd to RIA
C••••• I••••••••• S••••••• L••	I••••••••• F•••••••• P•••••••	Sep 9, 2013	Dec 8, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
125112:6413:FL:2019-04-26	Apr 26, 2019	May 1, 2019	FT LAUDERDALE, FL	Firm change

Relationships

Registered with (7)

→ L•• F•••••••• L••Registered adviserregistration: current employment
May 1, 2019 to presentfactForm ADV
→ I••••••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Dec 8, 2015 to Apr 26, 2019factForm ADV
→ C••••• I••••••••• S••••••• L••Registered adviserregistration: previous registration
Feb 15, 2013 to Sep 9, 2013factForm ADV
→ P•• W••••• M•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9e182115-886b-875b-d17b-9f18caecbd56
First observed: Mar 12, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.