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RIA / WealthAdvisor28 years in industry

Nicholas James Taylor

Advisor at ADVOCACY WEALTH MANAGEMENT, LLC

ATLANTA, GA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 24, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ADVOCACY WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 24, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jul 14, 2025
First registration: Oct 24, 1997
Dual registered: no
Other names: NICK TAYLOR|NICHOLAS TAYLOR
IAPD individual key: 2344817

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ADVOCACY WEALTH MANAGEMENT, LLC	Independent wealth	Aug 25, 2026	n/a	yes	ATLANTA, GA	Current employment
STATE FARM INVESTMENT MANAGEMENT CORP.	Asset manager	Aug 7, 2025	Jul 21, 2026	no	Alpharetta, GA\|Atlanta, GA\|Atlanta, GA\|Atlanta, GA	Previous registration
KOVACK ADVISORS, INC.	Bd affiliated wealth	Apr 18, 2012	Jan 22, 2014	no	FT. LAUDERDALE, FL\|GILBERT, SC	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 4, 2006	May 14, 2012	no	LEXINGTON, SC\|FORT MILL, SC\|GILBERT, SC	Previous registration
WADDELL & REED	Former SEC adviser	Oct 24, 1997	Dec 8, 2006	no	COLUMBIA, SC\|COLUMBIA, SC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STATE FARM INVESTMENT MANAGEMENT CORP.	ADVOCACY WEALTH MANAGEMENT, LLC	Jul 21, 2026	Aug 25, 2026	35	Firm change	Other
KOVACK ADVISORS, INC.	STATE FARM INVESTMENT MANAGEMENT CORP.	Jan 22, 2014	Aug 7, 2025	4,215	Firm change after gap	Other
LPL FINANCIAL LLC	KOVACK ADVISORS, INC.	May 14, 2012	Apr 18, 2012	-26	Firm change	Other
WADDELL & REED	LPL FINANCIAL LLC	Dec 8, 2006	Dec 4, 2006	-4	Firm change	Other

Relationships

Registered with (5)

→ ADVOCACY WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Aug 25, 2026 to presentfactForm ADV
→ STATE FARM INVESTMENT MANAGEMENT CORP.Registered adviserregistration: previous registration
Aug 7, 2025 to Jul 21, 2026factForm ADV
→ KOVACK ADVISORS, INC.Registered adviserregistration: previous registration
Apr 18, 2012 to Jan 22, 2014factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Dec 4, 2006 to May 14, 2012factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Oct 24, 1997 to Dec 8, 2006factForm ADV

Dated events

Occurred
Jul 21, 2026
Advisor changed firm
Nicholas James Taylor left State Farm Investment Management Corp. for Advocacy Wealth Management, Llc (registered 2026-08-25)
Form ADVobserved 5 days ago