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CRD 300031
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| CARL FREDERICK WORDEN | n/a | ZEPHER COVE, NV | 7 | 27 | 3 | no |
| JACQUELYN CARSON HUNT | n/a | ZEPHER COVE, NV | Genoa, NV | 6 | 23 | 1 | no |
| Christopher E Shockowitz | n/a | ZEPHER COVE, NV | Reno, NV | 4 | 10 | n/a | no |
| KERRY ALLEN WORDEN | n/a | ZEPHER COVE, NV | Sonora, CA | 4 | 26 | n/a | no |
| DAVID ALAN WILLIAMSON | n/a | ZEPHER COVE, NV | El Dorado Hills, CA | 4 | 16 | 1 | no |
| MICHELLE LEANNE FORD | Certified Financial Planner | ZEPHER COVE, NV | New Hope, PA | NEW HOPE, PA | 2 | 28 | 7 | no |
| MICHAEL ALAN WIENANDT | n/a | ZEPHER COVE, NV | San Diego, CA | 2 | 34 | 8 | no |
| JASON ALLEN GROTH | n/a | ZEPHER COVE, NV | San Diego, CA | 2 | 29 | 6 | no |
| Kim-Oanh Pham | n/a | Milpitas, CA | ZEPHER COVE, NV | 1 | 14 | n/a | no |
| Ariocha Salas | n/a | ZEPHER COVE, NV | Sunnyvale, CA | 1 | 17 | n/a | no |
| James Ronald Morris | n/a | Los Gatos, CA | ZEPHER COVE, NV | 1 | 14 | n/a | no |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| KINETIC INVESTMENT MANAGEMENT, INC. | 2 | Jul 2, 2024 | Jul 10, 2024 | SAN DIEGO, CA | Team lift out | RIA to state RIA | 13.3% |