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RIA / WealthAdvisor27 years in industry

CARL FREDERICK WORDEN

Advisor at EQUITY ADVISORS, LLC

ZEPHER COVE, NV

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Search this name across graphsid dfx:ria:d717f752-97a7-e40a-4fa0-575d6d3b167e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 7, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EQUITY ADVISORS, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 10, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 9
Exams: S63|S66
First exam: Dec 10, 1998
First registration: Jul 7, 2009
Dual registered: no
Other names: CARL FREDERICK WORDEN|CARL FREDERICK WORDEN
IAPD individual key: 3130121

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EQUITY ADVISORS, LLC	State registered	Feb 8, 2019	n/a	yes	ZEPHER COVE, NV	Current employment
CENTAURUS FINANCIAL, INC.	Bd affiliated wealth	Apr 25, 2016	Mar 29, 2019	no	SAN JOSE, CA\|SAN JOSE, CA\|INDIAN WELLS, CA	Previous registration
CONCORDE ASSET MANAGEMENT, LLC	Bd affiliated wealth	Mar 13, 2015	Apr 27, 2016	no	SAN JOSE, CA\|ANN ARBOR, MI	Previous registration
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC	Former SEC adviser	Jul 7, 2009	Mar 23, 2015	no	APTOS, CA\|SAN JOSE, CA\|ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CENTAURUS FINANCIAL, INC.	EQUITY ADVISORS, LLC	Mar 29, 2019	Feb 8, 2019	-49	Firm change after gap	Ibd to state RIA
CONCORDE ASSET MANAGEMENT, LLC	CENTAURUS FINANCIAL, INC.	Apr 27, 2016	Apr 25, 2016	-2	Firm change	Other
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC	CONCORDE ASSET MANAGEMENT, LLC	Mar 23, 2015	Mar 13, 2015	-10	Firm change	Other

Relationships

Registered with (4)

→ EQUITY ADVISORS, LLCRegistered adviserregistration: current employment
Feb 8, 2019 to presentfactForm ADV
→ CENTAURUS FINANCIAL, INC.Registered adviserregistration: previous registration
Apr 25, 2016 to Mar 29, 2019factForm ADV
→ CONCORDE ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 13, 2015 to Apr 27, 2016factForm ADV
→ J P TURNER & COMPANY CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 7, 2009 to Mar 23, 2015factForm ADV

Dated events

No dated event names this entity yet.