DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at E••••• A•••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L••••••• A••••••• C••• | State registered | Oct 30, 2025 | n/a | yes | NEW HOPE, PA | Current employment |
| E••••• A•••••••• L•• | State registered | Feb 27, 2024 | n/a | yes | ZEPHER COVE, NV|New Hope, PA | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L••••••• R••••••••• C••• | A••••••• A•••••••• L•• | Mar 27, 2024 | Feb 9, 2023 | -412 | Firm change after gap | Other |
| A••••••• A•••••••• L•• | E••••• A•••••••• L•• | Apr 4, 2023 | Feb 27, 2024 |
| Independent wealth |
| Feb 9, 2023 |
| Apr 4, 2023 |
| no |
| GRAND RAPIDS, MI|NEW HOPE, PA |
| Previous registration |
| L••••••• R••••••••• C••• | n/a | Apr 15, 2019 | Mar 27, 2024 | no | NEW HOPE, PA | Previous registration |
| W••••••• F•••••••• S•••••••• I••• | Former SEC adviser | Mar 1, 2019 | Apr 18, 2019 | no | NEW HOPE, PA | Previous registration |
| Q•••••• A•••• M••••••••• I••• | Former SEC adviser | Feb 26, 2016 | Mar 1, 2019 | no | Bridgewater, NJ|MINNEAPOLIS, MN|NEW HOPE, PA | Previous registration |
| Q•••••• A•••• M••••••••• I••• | Former SEC adviser | May 27, 2010 | Feb 4, 2015 | no | MINNEAPOLIS, MN | Previous registration |
| S••••••••• A•••••• A•••••••• I••• | Former SEC adviser | Apr 11, 2008 | Dec 8, 2009 | no | FORT WASHINGTON, PA|BEDMINSTER, NJ | Previous registration |
| A••••••• I••••••••• S•••••••• L•• | n/a | Mar 30, 2006 | Mar 5, 2007 | no | BASKING RIDGE, NJ|BASKING RIDGE, NJ|BASKING RIDGE, NJ | Previous registration |
| 329 |
| Firm change |
| RIA to state RIA |
| W••••••• F•••••••• S•••••••• I••• | L••••••• R••••••••• C••• | Apr 18, 2019 | Apr 15, 2019 | -3 | Firm change | Other |
| Q•••••• A•••• M••••••••• I••• | W••••••• F•••••••• S•••••••• I••• | Mar 1, 2019 | Mar 1, 2019 | 0 | Bulk transfer | Ibd to ibd |
| S••••••••• A•••••• A•••••••• I••• | Q•••••• A•••• M••••••••• I••• | Dec 8, 2009 | May 27, 2010 | 170 | Firm change | Other |
| A••••••• I••••••••• S•••••••• L•• | S••••••••• A•••••• A•••••••• I••• | Mar 5, 2007 | Apr 11, 2008 | 403 | Firm change after gap | Other |